Martin S. Mcdermut - Dec 1, 2021 Form 4 Insider Report for Resonant Inc (RESN)

Role
Chief Financial Officer
Signature
/s/Martin S. McDermut
Stock symbol
RESN
Transactions as of
Dec 1, 2021
Transactions value $
$0
Form type
4
Date filed
12/3/2021, 07:56 PM
Previous filing
Nov 19, 2021
Next filing
Jan 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RESN Common Stock Options Exercise +43.8K +23.19% 232K Dec 1, 2021 Direct F1
transaction RESN Common Stock Options Exercise +1.92K +0.83% 234K Dec 1, 2021 Direct F1
transaction RESN Common Stock Options Exercise +14.8K +6.3% 249K Dec 1, 2021 Direct F1
transaction RESN Common Stock Options Exercise +11.8K +4.75% 261K Dec 1, 2021 Direct F1
transaction RESN Common Stock Options Exercise +7.5K +2.87% 268K Dec 1, 2021 Direct F1
holding RESN Common Stock 3.4K Dec 1, 2021 By Mr. McDermut's spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RESN Restricted Stock Units Options Exercise $0 -43.8K -100% $0.00* 0 Dec 1, 2021 Common Stock 43.8K Direct F1, F2
transaction RESN Restricted Stock Units Options Exercise $0 -1.92K -50% $0.00 1.92K Dec 1, 2021 Common Stock 1.92K Direct F1, F3
transaction RESN Restricted Stock Units Options Exercise $0 -14.8K -33.33% $0.00 29.5K Dec 1, 2021 Common Stock 14.8K Direct F1, F4
transaction RESN Restricted Stock Units Options Exercise $0 -11.8K -25% $0.00 35.5K Dec 1, 2021 Common Stock 11.8K Direct F1, F5
transaction RESN Restricted Stock Units Options Exercise $0 -7.5K -33.33% $0.00 15K Dec 1, 2021 Common Stock 7.5K Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
F2 43,750 restricted stock units vested on each of December 1, 2018 and December 2, 2019, December 1, 2020, and December 1, 2021.
F3 1,920 restricted stock units vested on December 2, 2019, installments of 1,918 restricted stock units vested on each of December 1, 2020 and December 1, 2021, and an installment of 1,918 restricted stock units will vest on December 1, 2022.
F4 14,772 restricted stock units vested on each of December 1, 2020 and December 1, 2021, and installments of 14,772 restricted stock units will vest on each of December 1, 2022, and December 1, 2023.
F5 11,834 restricted stock units vested on December 1, 2021, and installments of 11,833 restricted stock units will vest on each of December 1, 2022, December 1, 2023, and December 1, 2024.
F6 7,500 restricted stock units vested on December 1, 2021, and installments of 7,500 restricted stock units will vest on each of December 1, 2022 and December 1, 2023.