Martin S. McDermut - 01 Dec 2021 Form 4 Insider Report for Resonant Inc

Role
Chief Financial Officer
Signature
/s/Martin S. McDermut
Issuer symbol
N/A
Transactions as of
01 Dec 2021
Net transactions value
$0
Form type
4
Filing time
03 Dec 2021, 19:56:38 UTC
Previous filing
19 Nov 2021
Next filing
19 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RESN Common Stock Options Exercise +43,750 +23% 232,400 01 Dec 2021 Direct F1
transaction RESN Common Stock Options Exercise +1,918 +0.83% 234,318 01 Dec 2021 Direct F1
transaction RESN Common Stock Options Exercise +14,772 +6.3% 249,090 01 Dec 2021 Direct F1
transaction RESN Common Stock Options Exercise +11,834 +4.8% 260,924 01 Dec 2021 Direct F1
transaction RESN Common Stock Options Exercise +7,500 +2.9% 268,424 01 Dec 2021 Direct F1
holding RESN Common Stock 3,400 01 Dec 2021 By Mr. McDermut's spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RESN Restricted Stock Units Options Exercise $0 -43,750 -100% $0.000000* 0 01 Dec 2021 Common Stock 43,750 Direct F1, F2
transaction RESN Restricted Stock Units Options Exercise $0 -1,918 -50% $0.000000 1,918 01 Dec 2021 Common Stock 1,918 Direct F1, F3
transaction RESN Restricted Stock Units Options Exercise $0 -14,772 -33% $0.000000 29,544 01 Dec 2021 Common Stock 14,772 Direct F1, F4
transaction RESN Restricted Stock Units Options Exercise $0 -11,834 -25% $0.000000 35,499 01 Dec 2021 Common Stock 11,834 Direct F1, F5
transaction RESN Restricted Stock Units Options Exercise $0 -7,500 -33% $0.000000 15,000 01 Dec 2021 Common Stock 7,500 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
F2 43,750 restricted stock units vested on each of December 1, 2018 and December 2, 2019, December 1, 2020, and December 1, 2021.
F3 1,920 restricted stock units vested on December 2, 2019, installments of 1,918 restricted stock units vested on each of December 1, 2020 and December 1, 2021, and an installment of 1,918 restricted stock units will vest on December 1, 2022.
F4 14,772 restricted stock units vested on each of December 1, 2020 and December 1, 2021, and installments of 14,772 restricted stock units will vest on each of December 1, 2022, and December 1, 2023.
F5 11,834 restricted stock units vested on December 1, 2021, and installments of 11,833 restricted stock units will vest on each of December 1, 2022, December 1, 2023, and December 1, 2024.
F6 7,500 restricted stock units vested on December 1, 2021, and installments of 7,500 restricted stock units will vest on each of December 1, 2022 and December 1, 2023.