Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | UONEK | Class D Common Stock | Award | $0 | +166K | +3.66% | $0.00 | 4.7M | Feb 6, 2023 | Direct | F1, F2 |
transaction | UONEK | Class D Common Stock | Tax liability | -$283K | -55K | -1.17% | $5.15 | 4.64M | Feb 6, 2023 | Direct | F3, F4 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | UONEK | Stock Option (Class D) | Award | $0 | +101K | +8.01% | $0.00 | 1.37M | Feb 6, 2023 | Class D Common Stock | 101K | $5.15 | Direct | F5 |
Id | Content |
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F1 | This Form 4A is being filed is to adjust ownership totals due to a rounding error in the calculation method in relation to a February 2023 grant vesting. The Amendment increases Class D Common Stock ownership by 6,144 shares and option ownership by 3,751 options to purchase Class D shares. |
F2 | Award vested immediately upon pricing. |
F3 | Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) zero shares of Class A common stock (exclusive of Class A RSUs noted in footnote 4 below); (2) 851,536 shares of Class B common stock held by the Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co., LLC; (continued in next footnote) |
F4 | (continued from previous footnote) (6) 825,938 shares of Class D common stock held by the Catherine Hughes; (7) 1,015,937 shares of Class D common stock held by the Hughes Revocable Trust; (8) 494,732 shares of Class D common stock held by the Hughes Revocable Trust U/A/D; (cont.) and (9) 1,749,464 shares of Class D common stock held by the Hughes Revocable Trust UA; (10) 520,404 shares of Class D Common Stock held by the Dynastic Trust U/A/D; and (11) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC. |
F5 | The reporting person also holds 281,250 Restricted Class A Stock Units in addition to the derivative securities reported in Table II. |