Evaxion A/S - 18 Mar 2026 Form 3 Insider Report for Evaxion A/S (EVAX)

Role
Director
Signature
/s/ Michael Baird, Attorney-in-Fact
Issuer symbol
EVAX
Transactions as of
18 Mar 2026
Net transactions value
$0
Form type
3
Filing time
18 Mar 2026, 21:12:04 UTC
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Evaxion A/S Director DR. NEERGAARDS VEJ 5F, HORSHOLM, DENMARK /s/ Michael Baird, Attorney-in-Fact 18 Mar 2026 0001828253

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding EVAX Ordinary Shares 494,410 18 Mar 2026 Direct
holding EVAX Ordinary Shares 676,620 18 Mar 2026 Prego Fidaco Investment F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding EVAX Warrants 18 Mar 2026 Ordinary Shares 91,912 $0.7400 Direct F2
holding EVAX Warrants 18 Mar 2026 Ordinary Shares 46,100 $0.0590 Direct F3
holding EVAX Warrants 18 Mar 2026 Ordinary Shares 100,260 $0.1000 Prego Fidaco Investment F1
holding EVAX Warrants 18 Mar 2026 Ordinary Shares 7,416 $0.1000 Direct F4
holding EVAX Warrants 18 Mar 2026 Ordinary Shares 14,832 $0.1000 Prego Fidaco Investment F1, F4
holding EVAX Warrants 18 Mar 2026 Ordinary Shares 12,384 $0.1000 Direct F4
holding EVAX Warrants 18 Mar 2026 Ordinary Shares 4,356 $0.1000 Prego Fidaco Investment F1, F4
holding EVAX Warrants 18 Mar 2026 Ordinary Shares 7,128 $0.1000 Direct
holding EVAX Warrants 18 Mar 2026 Ordinary Shares 7,236 $0.1000 Direct
holding EVAX Warrants 18 Mar 2026 Ordinary Shares 4,583 $5.38 Direct
holding EVAX Warrants 18 Mar 2026 Ordinary Shares 5,000 $2.23 Direct F4
holding EVAX Warrants 18 Mar 2026 Ordinary Shares 5,000 $0.7500 Direct F4
holding EVAX Warrants 18 Mar 2026 Ordinary Shares 20,000 $0.4000 Direct F4
holding EVAX Warrants 18 Mar 2026 Ordinary Shares 25,000 $0.0700 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Prego's father is a control person of this entity.
F2 Warrants pursuant to private placement that closed 12/21/2023.
F3 Warrants pursuant to public offering that closed 1/31/2025.
F4 Vesting is 1/12 per month over 12 months from the initial exercise date indicated.

Remarks:

Exhibit List - Exhibit 24.1 Power of Attorney. This initial holding statement has been made for Roberto Prego using the Issuer's CIK codes to satisfy Form 3 filing requirements. An amendment will be filed for Mr. Prego upon receipt of his CIK filer codes from the SEC.