Yu Qu - 18 Mar 2026 Form 3 Insider Report for NIO Inc. (NIO)

Role
Chief Financial Officer
Signature
/s/ Eve Tang, Attorney-in-Fact for Yu Qu
Issuer symbol
NIO
Transactions as of
18 Mar 2026
Net transactions value
$0
Form type
3
Filing time
18 Mar 2026, 17:43:14 UTC
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Qu Yu Chief Financial Officer BUILDING 19, NO. 1355, CAOBAO ROAD, MINHANG DISTRICT, SHANGHAI, CHINA /s/ Eve Tang, Attorney-in-Fact for Yu Qu 18 Mar 2026 0002113252

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NIO American depositary shares 215,088 18 Mar 2026 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NIO Options (right to buy) 18 Mar 2026 Class A ordinary shares 64,585 $3.61 Direct F2
holding NIO Options (right to buy) 18 Mar 2026 Class A ordinary shares 32,000 $2.05 Direct F2
holding NIO Options (right to buy) 18 Mar 2026 Class A ordinary shares 700,000 $1.94 Direct F2
holding NIO Options (right to buy) 18 Mar 2026 Class A ordinary shares 80,000 $2.39 Direct F2
holding NIO Options (right to buy) 18 Mar 2026 Class A ordinary shares 20,000 $2.55 Direct F2
holding NIO Options (right to buy) 18 Mar 2026 Class A ordinary shares 40,000 $2.39 Direct
holding NIO Restricted share units 18 Mar 2026 Class A ordinary shares 45,000 Direct F3
holding NIO Restricted share units 18 Mar 2026 Class A ordinary shares 8,762 Direct F4
holding NIO Restricted share units 18 Mar 2026 Class A ordinary shares 8,762 Direct F5
holding NIO Restricted share units 18 Mar 2026 Class A ordinary shares 200,000 Direct F6
holding NIO Restricted share units 18 Mar 2026 Class A ordinary shares 200,000 Direct F7
holding NIO Restricted share units 18 Mar 2026 Class A ordinary shares 200,000 Direct F8
holding NIO Restricted share units 18 Mar 2026 Class A ordinary shares 200,000 Direct F9
holding NIO Restricted share units 18 Mar 2026 Class A ordinary shares 200,000 Direct F10
holding NIO Restricted share units 18 Mar 2026 Class A ordinary shares 9,600 Direct F11
holding NIO Restricted share units 18 Mar 2026 Class A ordinary shares 9,600 Direct F12
holding NIO Restricted share units 18 Mar 2026 Class A ordinary shares 9,600 Direct F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each American depositary share represents one Class A ordinary share.
F2 Represents options granted to the reporting person pursuant to the issuer's share incentive plans, all of which have vested as of the date of this Form 3.
F3 Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 09/01/2026.
F4 Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 03/01/2027.
F5 Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 03/01/2028.
F6 Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 06/01/2026.
F7 Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 09/01/2026.
F8 Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 09/01/2027.
F9 Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 09/01/2028.
F10 Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 09/01/2029.
F11 Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 03/01/2027.
F12 Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 03/01/2028.
F13 Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 03/01/2029.

Remarks:

Exhibit 24 - Power of Attorney