| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Muramatsu Shunsuke | Business CEO in charge of Music Business (Japan). Exhibit List: Exhibit 24 - Power of Attorney | 1-7-1 KONAN, MINATO-KU, TOKYO, JAPAN | /s/ Yujiro Okusuka , as Attorney-in-Fact for Shunsuke Muramatsu | 18 Mar 2026 | 0002115771 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | SONY | Common Stock | 13,994 | 18 Mar 2026 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | SONY | Restricted Stock Units | 18 Mar 2026 | Common Stock | 5,147 | Direct | F1 | |||||||
| holding | SONY | Restricted Stock Units | 18 Mar 2026 | Common Stock | 10,294 | Direct | F2 | |||||||
| holding | SONY | Restricted Stock Units | 18 Mar 2026 | Common Stock | 15,000 | Direct | F3 | |||||||
| holding | SONY | Restricted Stock Units | 18 Mar 2026 | Common Stock | 5,122 | Direct | F4 | |||||||
| holding | SONY | Employee Stock Option (right to buy) | 18 Mar 2026 | Common Stock | 3,500 | $8.59 | Direct | F5, F12 | ||||||
| holding | SONY | Employee Stock Option (right to buy) | 18 Mar 2026 | Common Stock | 37,500 | $11.84 | Direct | F6, F12 | ||||||
| holding | SONY | Employee Stock Option (right to buy) | 18 Mar 2026 | Common Stock | 50,000 | $18.39 | Direct | F7, F12 | ||||||
| holding | SONY | Employee Stock Option (right to buy) | 18 Mar 2026 | Common Stock | 50,000 | $14.60 | Direct | F8, F12 | ||||||
| holding | SONY | Employee Stock Option (right to buy) | 18 Mar 2026 | Common Stock | 15,000 | $16.59 | Direct | F9, F12 | ||||||
| holding | SONY | Employee Stock Option (right to buy) | 18 Mar 2026 | Common Stock | 15,000 | $18.89 | Direct | F10, F12 | ||||||
| holding | SONY | Employee Stock Option (right to buy) | 18 Mar 2026 | Common Stock | 15,000 | $28.91 | Direct | F11, F12 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock. The RSUs have vested or will vest in three equal amounts on each of December 2, 2024, December 1, 2025, and December 1, 2026. The grant is subject to forfeiture and accelerated vesting in accordance with its terms. |
| F2 | Each RSU represents a contingent right to receive one share of SONY common stock. The RSUs have vested or will vest in three equal amounts on each of December 1, 2025, December 1, 2026, and December 1, 2027. The grant is subject to forfeiture and accelerated vesting in accordance with its terms. |
| F3 | Each RSU represents a contingent right to receive one share of SONY common stock. The RSUs will vest in three equal amounts on each of December 1, 2026, December 1, 2027, and December 1, 2028. The grant is subject to forfeiture and accelerated vesting in accordance with its terms. |
| F4 | Each RSU represents a contingent right to receive one share of SONY common stock. The RSUs vest on December 1, 2026. The grant is subject to forfeiture and accelerated vesting in accordance with its terms. |
| F5 | The allocation agreement provides that the option to acquire common stock became exercisable in three equal installments on each of October 31, 2021, November 20, 2021, and November 20, 2022. The option was granted on November 20, 2019. |
| F6 | The allocation agreement provides that the option to acquire common stock became exercisable in three equal installments on each of October 29, 2022, November 18, 2022, and November 18, 2023. The option was granted on November 18, 2020. |
| F7 | The allocation agreement provides that the option to acquire common stock became exercisable in three equal installments on each of October 29, 2023, November 18, 2023, and November 18, 2024. The option was granted on November 18, 2021. |
| F8 | The allocation agreement provides that the option to acquire common stock became exercisable in three equal installments on each of November 2, 2024, November 16, 2024, and November 16, 2025. The option was granted on November 16, 2022. |
| F9 | The allocation agreement provides that the option to acquire common stock becomes exercisable in three equal installments on each of November 10, 2025, November 27, 2025, and November 27, 2026. The option was granted on November 27, 2023. |
| F10 | The allocation agreement provides that the option to acquire common stock becomes exercisable in three equal installments on each of November 9, 2026, November 25, 2026, and November 25, 2027. The option was granted on November 25, 2024. |
| F11 | The allocation agreement provides that the option to acquire common stock becomes exercisable in three equal installments on each of October 31, 2027, November 25, 2027, and November 25, 2028 The option was granted on November 25, 2025. |
| F12 | For purposes of this Form 3, a conversion rate of USD $0.006408 for each JPY 1.00 was used. |
Business CEO in charge of Music Business (Japan). Exhibit List: Exhibit 24 - Power of Attorney