| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Yoshida Kenichiro | Chairman, Director | 1-7-1 KONAN, MINATO-KU, TOKYO, JAPAN | /s/ Yujiro Okusuka, as Attorney-in-Fact for Kenichiro Yoshida | 18 Mar 2026 | 0002114081 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | SONY | Common Stock | 661,615 | 18 Mar 2026 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | SONY | Phantom Restricted Stock | 18 Mar 2026 | Common Stock | 621,700 | Direct | F1 | |||||||
| holding | SONY | Restricted Stock Units | 18 Mar 2026 | Common Stock | 445,687 | Direct | F2 | |||||||
| holding | SONY | Restricted Stock Units | 18 Mar 2026 | Common Stock | 79,205 | Direct | F3 | |||||||
| holding | SONY | Restricted Stock Units | 18 Mar 2026 | Common Stock | 121,006 | Direct | F4 | |||||||
| holding | SONY | Employee Stock Option (right to buy) | 18 Mar 2026 | Common Stock | 600,000 | $14.60 | Direct | F5, F10 | ||||||
| holding | SONY | Employee Stock Option (right to buy) | 18 Mar 2026 | Common Stock | 850,000 | $16.59 | Direct | F6, F10 | ||||||
| holding | SONY | Employee Stock Option (right to buy) | 18 Mar 2026 | Common Stock | 682,000 | $8.25 | Direct | F7, F10 | ||||||
| holding | SONY | Employee Stock Option (right to buy) | 18 Mar 2026 | Common Stock | 850,000 | $18.89 | Direct | F8, F10 | ||||||
| holding | SONY | Employee Stock Option (right to buy) | 18 Mar 2026 | Common Stock | 142,600 | $28.91 | Direct | F9, F10 |
| Id | Content |
|---|---|
| F1 | Each share of phantom restricted stock is the economic equivalent of one share of SONY common stock. The shares of phantom restricted stock will be settled in cash upon the Reporting Person's retirement from a position as a senior executive of the issuer, which cash value shall be determined by multiplying the accumulated number of phantom shares by price of a share of SONY common stock based on the higher of (i) the closing price of a share of SONY common stock on the day before retirement and (ii) the average closing price of a share of SONY common stock for the ten trading days up to (and including) the day before retirement. |
| F2 | Each restricted stock unit ("RSU") represents a contingent right to receive one share of SONY common stock. The RSUs vest on August 2, 2027. The grant is subject to forfeiture and accelerated vesting in accordance with its terms. |
| F3 | Each RSU represents a contingent right to receive one share of SONY common stock. The RSUs vest on August 1, 2028. The grant is subject to forfeiture and accelerated vesting in accordance with its terms. |
| F4 | Each RSU represents a contingent right to receive one share of SONY common stock. The RSUs vest on December 1, 2026. The grant is subject to forfeiture and accelerated vesting in accordance with its terms. |
| F5 | The allocation agreement, as amended on January 7, 2026, provides that the option to acquire common stock became exercisable in three equal annual installments on each of November 16, 2023, November 16, 2024, and November 16, 2025. The option was originally granted on November 16, 2022. |
| F6 | The allocation agreement, as amended on January 7, 2026, provides that the option to acquire common stock becomes exercisable in three equal annual installments on each of November 27, 2024, November 27, 2025, and November 27, 2026. The option was originally granted on November 27, 2023. |
| F7 | The allocation agreement provides that the option to acquire common stock became exercisable in three equal installments on each of October 31, 2020, November 20, 2020, and November 20, 2021. The option was granted on November 20, 2018. |
| F8 | The allocation agreement provides that the option to acquire common stock becomes exercisable in three equal installments on each of November 9, 2026, November 25, 2026, and November 25, 2027. The option was granted on November 25, 2024. |
| F9 | The allocation agreement provides that the option to acquire common stock becomes exercisable in three equal installments on each of October 31, 2027, November 25, 2027, and November 25, 2028. The option was granted on November 25, 2025. |
| F10 | For purposes of this Form 3, a conversion rate of USD $0.006408 for each JPY 1.00 was used. |
Exhibit List: Exhibit 24 - Power of Attorney