Leaf Hua Li - 17 Mar 2026 Form 3 Insider Report for Futu Holdings Ltd (FUTU)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Leaf Hua Li
Issuer symbol
FUTU
Transactions as of
17 Mar 2026
Net transactions value
$0
Form type
3
Filing time
17 Mar 2026, 09:48:16 UTC
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Li Hua Chief Executive Officer, Director, 10%+ Owner 34F, UNITED CENTRE,, 95 QUEENSWAY, ADMIRALTY, HONG KONG, HONG KONG /s/ Leaf Hua Li 17 Mar 2026 0001801983

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FUTU Class A ordinary shares 50,000,000 17 Mar 2026 By Lera Ultimate Limited F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FUTU American Depositary Shares 17 Mar 2026 Class A ordinary shares 86,568 Direct F2
holding FUTU American Depositary Shares 17 Mar 2026 Class A ordinary shares 50,000,000 By Lera Ultimate Limited F1, F2
holding FUTU American Depositary Shares 17 Mar 2026 Class A ordinary shares 64,000,000 By Lera Infinity Limited F1, F2
holding FUTU Class B ordinary shares 17 Mar 2026 Class A ordinary shares 202,812,500 By Lera Ultimate Limited F1, F3
holding FUTU Class B ordinary shares 17 Mar 2026 Class A ordinary shares 36,937,500 By Lera Infinity Limited F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
F2 Each American Depositary Share is convertible at any time, at the holder's election, into eight Class A ordinary shares of the issuer. The American Depositary Shares have no expiration date.
F3 Each Class B ordinary share is convertible into one Class A ordinary share of the issuer at any time, at the holder's election, and has no expiration date.