Li Xu - 17 Mar 2026 Form 3 Insider Report for Futu Holdings Ltd (FUTU)

Role: Senior Vice President
Signature: /s/ Li Xu
Issuer symbol: FUTU
Transactions as of: 17 Mar 2026
Net transactions value: $0
Form type: 3
Filing time: 17 Mar 2026, 09:37:23 UTC
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
XU LI	Senior Vice President	34F, UNITED CENTRE,, 95 QUEENSWAY, ADMIRALTY, HONG KONG S.A.R., HONG KONG	/s/ Li Xu	17 Mar 2026	0002043153

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	FUTU	Class A ordinary shares						240,000	17 Mar 2026	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	FUTU	American Depositary Shares							17 Mar 2026	Class A ordinary shares	179,200		Direct	F1
holding	FUTU	American Depositary Shares							17 Mar 2026	Class A ordinary shares	3,200,000		By Roti Holdings Limited	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each American Depositary Share is convertible at any time, at the holder's election, into eight Class A ordinary shares of the issuer. The American Depositary Shares have no expiration date.
F2	The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.