| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| YIN ZHE | CHIEF EXECUTIVE OFFICER, Director | 7TH FLOOR, BLOCK B, NOAH WEALTH CENTER,, 1226 SHENBIN SOUTH ROAD, MINHANG, SHANGHAI, CHINA | /s/ ZHE YIN | 16 Mar 2026 | 0002109718 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | NOAH | ORDINARY SHARES | 17,002,350 | 16 Mar 2026 | See Footnote | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | NOAH | RESTRICTED STOCK UNIT | 16 Mar 2026 | ORDINARY SHARES | 2,985 | $0.000000 | See Footnote | F1, F2 | ||||||
| holding | NOAH | RESTRICTED STOCK UNIT | 16 Mar 2026 | ORDINARY SHARES | 250,000 | $0.000000 | See Footnote | F1, F3 | ||||||
| holding | NOAH | RESTRICTED STOCK UNIT | 16 Mar 2026 | ORDINARY SHARES | 225,000 | $0.000000 | See Footnote | F1, F4 |
| Id | Content |
|---|---|
| F1 | By Yin Investment Co., Ltd., a British Virgin Islands company controlled by Ark Trust (Hong Kong) Limited as trustee of Safe Harbor Trust, with Mr. Zhe Yin as settlor and Mr. Zhe Yin and his family members as beneficiaries. Ark Trust (Hong Kong) Limited as trustee of Safe Harbor Trust has no power to dispose of the ordinary shares held by Yin Investment Co., Ltd. except upon written instruction by Mr. Zhe Yin, except in certain limited situations. |
| F2 | Represents an award of 21,883 restricted share units ("RSUs"), each representing the right to receive 10 ordinary shares. 19,661 RSUs vested on December 29, 2023. The remaining 2,222 RSUs vest in equal monthly installments of 74 RSUs at the end of each month, commencing January 29, 2024. The award will be fully vested on June 29, 2026. |
| F3 | Represents an award of 50,000 RSUs, each representing the right to receive 10 ordinary shares. 12,500 RSUs vested on June 12, 2024. The remaining 37,500 RSUs vest in equal annual installments of 12,500 RSUs on March 29 of each year thereafter, commencing March 29, 2025. The award will be fully vested on March 29, 2027. |
| F4 | Represents an award of 30,000 RSUs, each representing the right to receive 10 ordinary shares. 7,500 RSUs vested on March 31, 2025. The remaining 22,500 RSUs vest in equal annual installments of 7,500 RSUs on March 31 of each year thereafter, commencing March 31, 2026. The award will be fully vested on March 31, 2028. |