Zhe Yin - 16 Mar 2026 Form 3 Insider Report for NOAH HOLDINGS LTD (NOAH)

Signature
/s/ ZHE YIN
Issuer symbol
NOAH
Transactions as of
16 Mar 2026
Net transactions value
$0
Form type
3
Filing time
16 Mar 2026, 09:07:26 UTC

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
YIN ZHE CHIEF EXECUTIVE OFFICER, Director 7TH FLOOR, BLOCK B, NOAH WEALTH CENTER,, 1226 SHENBIN SOUTH ROAD, MINHANG, SHANGHAI, CHINA /s/ ZHE YIN 16 Mar 2026 0002109718

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NOAH ORDINARY SHARES 17,002,350 16 Mar 2026 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NOAH RESTRICTED STOCK UNIT 16 Mar 2026 ORDINARY SHARES 2,985 $0.000000 See Footnote F1, F2
holding NOAH RESTRICTED STOCK UNIT 16 Mar 2026 ORDINARY SHARES 250,000 $0.000000 See Footnote F1, F3
holding NOAH RESTRICTED STOCK UNIT 16 Mar 2026 ORDINARY SHARES 225,000 $0.000000 See Footnote F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 By Yin Investment Co., Ltd., a British Virgin Islands company controlled by Ark Trust (Hong Kong) Limited as trustee of Safe Harbor Trust, with Mr. Zhe Yin as settlor and Mr. Zhe Yin and his family members as beneficiaries. Ark Trust (Hong Kong) Limited as trustee of Safe Harbor Trust has no power to dispose of the ordinary shares held by Yin Investment Co., Ltd. except upon written instruction by Mr. Zhe Yin, except in certain limited situations.
F2 Represents an award of 21,883 restricted share units ("RSUs"), each representing the right to receive 10 ordinary shares. 19,661 RSUs vested on December 29, 2023. The remaining 2,222 RSUs vest in equal monthly installments of 74 RSUs at the end of each month, commencing January 29, 2024. The award will be fully vested on June 29, 2026.
F3 Represents an award of 50,000 RSUs, each representing the right to receive 10 ordinary shares. 12,500 RSUs vested on June 12, 2024. The remaining 37,500 RSUs vest in equal annual installments of 12,500 RSUs on March 29 of each year thereafter, commencing March 29, 2025. The award will be fully vested on March 29, 2027.
F4 Represents an award of 30,000 RSUs, each representing the right to receive 10 ordinary shares. 7,500 RSUs vested on March 31, 2025. The remaining 22,500 RSUs vest in equal annual installments of 7,500 RSUs on March 31 of each year thereafter, commencing March 31, 2026. The award will be fully vested on March 31, 2028.