| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Averick Robert M | Director, 10%+ Owner | C/O KOKINO LLC, 201 TRESSER BOULEVARD, 3RD FLOOR, STAMFORD | /s/ Robert Averick | 06 Mar 2026 | 0001343599 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ASYS | Common Stock | Options Exercise | +8,081 | +1.2% | $0.000000* | 707,341 | 05 Mar 2026 | Direct | F5 | |
| holding | ASYS | Common Stock | 2,250,000 | 04 Mar 2026 | See footnotes 2 and 3 below | F1, F2, F3 | |||||
| holding | ASYS | Common Stock | 11,000 | 04 Mar 2026 | See footnote 4 below | F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ASYS | Restricted Stock Units | Award | +2,839 | +35% | $0.000000* | 10,920 | 04 Mar 2026 | Common Stock | 2,839 | Direct | F7 | ||
| transaction | ASYS | Restricted Stock Units | Options Exercise | -8,081 | -74% | $0.000000* | 2,839 | 05 Mar 2026 | Common Stock | 8,081 | Direct | F8 | ||
| holding | ASYS | Director Stock Option (Right to Buy) | 18,000 | 04 Mar 2026 | Common Stock | Direct | F6 |
| Id | Content |
|---|---|
| F1 | Pursuant to a Schedule 13D filed on January 25, 2016, as amended (as further amended from time to time, the "Schedule 13D"), (i) Piton Capital Partners LLC ("Piton"), Cornice Fiduciary Management LLC (as trustee of the Trust (as defined in the Schedule 13D)) and M3C Holdings LLC (collectively, the "Kokino Family Clients"), (ii) Mr. Averick, and (iii) OIH LLC also report beneficial ownership of shares of the Issuer's $.01 par value common stock ("Common Shares"). |
| F2 | Indicates 2,250,000 Common Shares beneficially owned by the Kokino Family Clients. Mr. Averick is a Portfolio Manager at Kokino LLC ("Kokino"). Mr. Averick manages the Kokino Family Clients' investment in the Issuer as a Portfolio Manager of Kokino. Mr. Averick holds an indirect interest in certain Common Shares through his minority ownership of Piton, which is a Kokino Family Client (which ownership may be held through Piton's managing member, Piton Capital Management LLC ("PCM")). Also, Mr. Averick's incentive compensation/allocation as an employee of Kokino and member of Piton, which are generally calculated in Kokino's discretion subject to Piton's and PCM's governing documents, may be based on the performance of Common Shares held by Kokino Family Clients. Such compensation/allocation may be paid or made in cash and/or by way of increasing Mr. Averick's interest in Piton (either directly or indirectly through PCM). Kokino is PCM's managing member. |
| F3 | Mr. Averick no longer has a reportable beneficial interest in 500 shares of ASYS common stock owned by his immediate family member and included in his prior ownership reports. |
| F4 | Indicates Common Shares held by Mr. Averick's spouse. |
| F5 | Restricted stock units converted into shares of Common Stock on a one-for-one basis. |
| F6 | This is the total of all director stock options (right to buy), including those with different terms and conditions, held by Mr. Averick as of the filing date of this Form 4 (and after giving effect to the reported transactions). |
| F7 | This is the total of all restricted stock units held by Mr. Averick as of March 4, 2026, including those with different terms and conditions. |
| F8 | On March 5, 2025, Mr. Averick was granted 8,081 restricted stock units that vested on March 5, 2026. Restricted stock units converted into shares of Common Stock on a one-for-one basis. |