| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Schlessinger Sam | EVP, General Counsel | ASSERTIO HOLDINGS, INC., 100 SOUTH SANDERS ROAD, SUITE 300, LAKE FORREST | /s/ Sam Schlessinger | 10 Feb 2026 | 0001914168 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ASRT | Common Stock | Options Exercise | $0 | +1,389 | +12% | $0.000000 | 13,185 | 07 Feb 2026 | Direct | F1 |
| transaction | ASRT | Common Stock | Tax liability | $7,886 | -619 | -4.7% | $12.74 | 12,566 | 07 Feb 2026 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ASRT | Restricted Stock Units | Options Exercise | $0 | -1,389 | -50% | $0.000000 | 1,389 | 07 Feb 2026 | Common Stock | 1,389 | $0.000000 | Direct | F3, F4, F5 |
| Id | Content |
|---|---|
| F1 | On December 26, 2025, the Issuer effected a 1-for-15 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. |
| F2 | Represents shares of common stock withheld for payment of taxes upon the vesting of restricted stock units. |
| F3 | Each restricted stock unit represents the contingent right to receive one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. |
| F4 | One-third of these restricted stock units vests on each of February 7, 2025, 2026 and 2027, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the Reverse Stock Split. |
| F5 | The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities. |