| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| RAKIN KEVIN | Director, 10%+ Owner | 36 CHURCH LANE, WESTPORT | Jeffrey Hamet, Attorney-in-Fact for Kevin Rakin | 02 Feb 2026 | 0001184421 |
| HighCape Partners GP II, LLC | 10%+ Owner | 36 CHURCH LANE, WESTPORT | HIGHCAPE PARTNERS GP II, LLC By: /s/ Kevin L. Rakin, Managing Member | 02 Feb 2026 | 0001957360 |
| HighCape Partners GP II, L.P. | 10%+ Owner | 36 CHURCH LANE, WESTPORT | HIGHCAPE PARTNERS QP II, L.P. By: HighCape Partners GP II, L.P., its general partner By: HighCape Partners GP II, LLC, its general partner By: /s/ Kevin L. Rakin, Managing Member | 02 Feb 2026 | 0001957359 |
| HighCape Partners QP II, L.P. | 10%+ Owner | 36 CHURCH LANE, WESTPORT | HIGHCAPE PARTNERS GP II, L.P. By: HighCape Partners GP II, LLC, its general partner By: /s/ Kevin L. Rakin, Managing Member | 02 Feb 2026 | 0001770972 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ELUT | Class A Common Stock | Purchase | $74,200 | +70,000 | +56% | $1.06 | 196,120 | 30 Jan 2026 | Direct | F1 |
| holding | ELUT | Class A Common Stock | 322,419 | 30 Jan 2026 | By trusts | ||||||
| holding | ELUT | Class A Common Stock | 4,706,559 | 30 Jan 2026 | See footnotes | F2, F3, F4 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.05 to $1.08. The reporting person undertakes to provide Elutia Inc. ( the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| F2 | Includes: (i) 4,562,431 shares of Class A Common Stock held of record by HighCape Partners QP II, L.P.; and (ii) 144,128 shares owned by other HighCape entities that are not reporting persons hereunder, but over whom Mr. Rakin may be deemed to exercise beneficial ownership in his capacity as managing member of the general partner of such entity or as managing member of the general partner of the general partner of such entity. |
| F3 | Mr. Rakin is the managing member of HighCape Partners GP II, LLC, which is the general partner of HighCape Partners GP II, L.P., which is the general partner of HighCape Partners QP II, L.P. and another HighCape entity that owns shares of record but is not a reporting person hereunder. In addition, Mr. Rakin is a managing member of the general partner of another HighCape entity that owns shares of record but is not a reporting person hereunder. |
| F4 | Mr. Rakin, HighCape Partners GP II, LLC and HighCape Partners GP II, L.P. may be deemed to beneficially own the securities held by HighCape Partners QP II, L.P. and the other entity for which HighCape Partners GP II, L.P. serves as general partner. Additionally, Mr. Rakin may be deemed to beneficially own the securities held by another HighCape entity by virtue of his serving as managing member of such entity's general partner. Each of the reporting persons disclaims beneficial ownership of the securities held by the other reporting persons and the non-reporting persons referred to herein except to the extent of each reporting person's pecuniary interest therein, if any. |
The transaction is jointly reported by HighCape Partners GP II, LLC, HighCape Partners GP II, L.P., HighCape Partners QP II, L.P., and Kevin L. Rakin.