| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| ALBERINI CARLOS | CEO and Director, Director | C/O GUESS?, INC., 1444 SOUTH ALAMEDA STREET, LOS ANGELES | /s/ Anne C. Deedwania (attorney-in-fact) | 26 Jan 2026 | 0001173871 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GES | Common Stock | Options Exercise | $2,224,723 | +348,157 | +3997% | $6.39 | 356,867 | 22 Jan 2026 | Direct | |
| transaction | GES | Common Stock | Tax liability | $1,700,668 | -101,170 | -28% | $16.81 | 255,697 | 22 Jan 2026 | Direct | |
| transaction | GES | Common Stock | Other | +327,578 | +128% | 583,275 | 23 Jan 2026 | Direct | F1, F2 | ||
| transaction | GES | Common Stock | Tax liability | $2,563,822 | -153,064 | -26% | $16.75 | 430,211 | 23 Jan 2026 | Direct | |
| transaction | GES | Common Stock | Award | $0 | +485,520 | +113% | $0.000000 | 915,731 | 23 Jan 2026 | Direct | F3 |
| transaction | GES | Common Stock | Tax liability | $3,671,198 | -219,176 | -24% | $16.75 | 696,555 | 23 Jan 2026 | Direct | |
| transaction | GES | Common Stock | Other | -696,555 | -100% | 0 | 23 Jan 2026 | Direct | F1, F4 | ||
| transaction | GES | Common Stock | Other | -208,410 | -100% | 0 | 23 Jan 2026 | By Alberini Family LLC | F1, F4, F5 | ||
| transaction | GES | Common Stock | Other | -1,206,208 | -100% | 0 | 23 Jan 2026 | By Carlos and Andrea Alberini Trust | F1, F4, F6 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GES | Employee Stock Option (right to buy) | Options Exercise | $0 | -348,157 | -100% | $0.000000 | 0 | 22 Jan 2026 | Common Stock | 348,157 | $6.39 | Direct | F7 |
| transaction | GES | Employee Stock Option (right to buy) | Disposed to Issuer | -600,000 | -100% | 0 | 23 Jan 2026 | Common Stock | 600,000 | $19.13 | Direct | F1, F8 |
Carlos Alberini is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | On January 23, 2026, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 20, 2025, by and among Guess?, Inc. (the "Company"), Authentic Brands Group LLC ("Authentic"), Glow Holdco 1, Inc. ("Parent"), and Glow Merger Sub 1, Inc. ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent. As a result of the consummation of the Merger, the common stock of the Company, par value $0.01 per share ("Common Stock") will be delisted from the New York Stock Exchange and deregistered under the Securities Exchange Act of 1934, as amended. |
| F2 | Represents outstanding unvested restricted stock units ("RSUs"), which, pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), vested and were converted into the number of shares of Common Stock underlying such RSUs immediately prior to the Effective Time. |
| F3 | Represents the determination of the number of stock units, in accordance with the provisions of the applicable award agreement and the Merger Agreement, subject to an award of performance-based restricted stock units ("PSUs") previously granted by the Company, which, pursuant to the Merger Agreement, at the Effective Time vested and were converted into the number of shares of Common Stock underlying such PSUs immediately prior to the Effective Time. |
| F4 | Represents shares of Common Stock which, pursuant to the terms of the Interim Investors Agreement, dated as of August 20, 2025, by and among Authentic and the other parties appearing on the signature pages thereto ("Rolling Stockholders"), immediately prior to the Effective Time, were contributed (or otherwise transferred), directly or indirectly, to a newly-formed affiliate of the Rolling Stockholders. |
| F5 | Held by Alberini Family LLC. |
| F6 | Held by Carlos and Andrea Alberini Trust. |
| F7 | The option vested in three equal annual installments beginning on June 11, 2021. |
| F8 | Represents options which, under the Merger Agreement, were cancelled at the Effective Time for no consideration, payment or right to consideration or payment. |