David Manuel Neylan - 28 Nov 2025 Form 4 Insider Report for Guild Holdings Co (GHLD)

Role
President and COO
Signature
/s/ Bella Guerrero, Attorney-in-Fact for David Manuel Neylan
Issuer symbol
GHLD
Transactions as of
28 Nov 2025
Net transactions value
$0
Form type
4
Filing time
28 Nov 2025, 12:09:23 UTC
Previous filing
04 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Neylan David Manuel President and COO 5887 COPLEY DRIVE, SAN DIEGO /s/ Bella Guerrero, Attorney-in-Fact for David Manuel Neylan 28 Nov 2025 0001827840

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHLD Class A Common Stock Gift -13,000 -4.4% 281,726 28 Nov 2025 Direct F1
transaction GHLD Class A Common Stock Disposed to Issuer -281,726 -100% 0 28 Nov 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GHLD Performance Stock Units Disposed to Issuer -16,844 -100% 0 28 Nov 2025 Common Stock 16,844 Direct F2, F3
transaction GHLD Dividend Equivalent Units Disposed to Issuer -212 -100% 0 28 Nov 2025 Common Stock 212 Direct F2, F3, F4
transaction GHLD Restricted Stock Units Disposed to Issuer -4,402 -100% 0 28 Nov 2025 Common Stock 4,402 Direct F2, F3
transaction GHLD Dividend Equivalent Units Disposed to Issuer -551 -100% 0 28 Nov 2025 Common Stock 551 Direct F2, F3, F4
transaction GHLD Restricted Stock Units Disposed to Issuer -18,352 -100% 0 28 Nov 2025 Common Stock 18,352 Direct F2, F3
transaction GHLD Dividend Equivalent Units Disposed to Issuer -2,295 -100% 0 28 Nov 2025 Common Stock 2,295 Direct F2, F3, F4
transaction GHLD Restricted Stock Units Disposed to Issuer -39,525 -100% 0 28 Nov 2025 Common Stock 39,525 Direct F2, F3
transaction GHLD Dividend Equivalent Units Disposed to Issuer -3,052 -100% 0 28 Nov 2025 Common Stock 3,052 Direct F2, F3, F4
transaction GHLD Restricted Stock Units Disposed to Issuer -50,524 -100% 0 28 Nov 2025 Common Stock 50,524 Direct F2, F3
transaction GHLD Dividend Equivalent Units Disposed to Issuer -636 -100% 0 28 Nov 2025 Common Stock 636 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

David Manuel Neylan is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Transferred to donor-advised fund.
F2 On June 17, 2025, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") among Gulf MSR HoldCo, LLC, Gulf MSR Merger Sub Corporation, and the Issuer, pursuant to which, at the Effective Time (as defined in the Merger Agreement), all outstanding shares of common stock of the Issuer were converted to the right to receive $20.00 per share in cash (the "Merger Consideration").
F3 Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of RSUs and PSUs was canceled and converted into the right to receive the Merger Consideration of $20.00 per share multiplied by the total number of shares underlying the RSU award or by the total number of shares underlying the PSU award (based on target level achievement of applicable performance goals), respectively.
F4 Represents Dividend Equivalent Units ("DEUs") paid on outstanding RSUs or PSUs, rounded to the nearest whole share, and subject to the same terms and canceled and converted pursuant to the Merger Agreement on the same terms as the underlying RSUs or PSUs, respectively.