| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| BRADLEY NATHANIEL T | Chief Executive Officer, Director, 10%+ Owner | C/O DATA VAULT HOLDINGS INC., 48 WALL STREET, FLOOR 11, NEW YORK | /s/ Nathaniel Bradley | 26 Nov 2025 | 0001755804 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DVLT | Common Stock | Award | $0 | +3,823,798 | +81% | $0.000000 | 8,539,275 | 25 Nov 2025 | Direct | F1 |
| transaction | DVLT | Common Stock | Award | $0 | +1,336,441 | +42% | $0.000000 | 4,504,944 | 25 Nov 2025 | By Spouse | F2 |
| holding | DVLT | Common Stock | 12,109,002 | 25 Nov 2025 | By EOS Technology Holdings Inc. | F3 |
| Id | Content |
|---|---|
| F1 | 3,823,798 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received by Nathaniel Bradley ("Mr. Bradley") as compensation for Mr. Bradley's service as a member of the issuer's board of directors and as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, beginning on March 20, 2026 and ending on December 20, 2028, on each March 20th, June 20th, September 20th and December 20th, so long as the reporting person remains in the service of the issuer on each such date. |
| F2 | 1,336,441 LTIP Shares of the issuer were received by Mr. Bradley's spouse, Sonia Choi ("Ms. Choi"), as compensation for Ms. Choi's service as an employee of the issuer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from March 20, 2026 and ending on December 20, 2028, on each March 20th, June 20th, September 20th and December 20th, so long as Ms. Choi remains in the service of the issuer on each such date. |
| F3 | Mr. Bradley disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Exchange Act or for any other purposes. |