Sealbond Ltd - 21 Nov 2025 Form 4 Insider Report for Dogwood Therapeutics, Inc. (DWTX)

Signature
/s/ Wong Wun Lam, Director of Sealbond Limited
Issuer symbol
DWTX
Transactions as of
21 Nov 2025
Net transactions value
$0
Form type
4
Filing time
25 Nov 2025, 17:39:55 UTC
Previous filing
17 Oct 2024

Reporting Owners (3)

Name Relationship Address Signature Signature date CIK
Sealbond Ltd Director, Other*, 10%+ Owner 2 DAI FU STREET,, TAI PO INDUSTRIAL ESTATE, NEW TERRITORIES, HONG KONG /s/ Wong Wun Lam, Director of Sealbond Limited 25 Nov 2025 0002040446
Conjoint Inc. Director, Other*, 10%+ Owner 2 DAI FU STREET,, TAI PO INDUSTRIAL ESTATE, NEW TERRITORIES, HONG KONG /s/ Yu Ying Choi Alan Abel, Director of Conjoint Inc. 25 Nov 2025 0002061651
CK Life Sciences Intl (Holdings) Inc Director, Other*, 10%+ Owner 2 DAI FU STREET,, TAI PO INDUSTRIAL ESTATE, NEW TERRITORIES, HONG KONG /s/ Yu Ying Choi Alan Abel, Director of CK Life Sciences Int'l., (Holdings) Inc. 25 Nov 2025 0001297567

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DWTX Common Stock Conversion of derivative security +21,610,950 +10224% 21,822,333 21 Nov 2025 Direct F1, F2
transaction DWTX Common Stock Conversion of derivative security +2,842,638 2,842,638 21 Nov 2025 By Conjoint Inc. F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DWTX Series A Preferred Stock Conversion of derivative security $0 -2,161 -100% $0.000000 0 21 Nov 2025 Common Stock 21,610,950 Direct F1, F2, F4
transaction DWTX Series A-1 Preferred Stock Conversion of derivative security $0 -284 -100% $0.000000 0 21 Nov 2025 Common Stock 2,842,638 By Conjoint Inc. F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 21, 2025, following stockholder approval of the conversion of the Issuer's Series A Non-Voting Convertible Preferred Stock, par value $0.0001 per share (the "Series A Preferred Stock") and the Issuer's Series A-1 Non-Voting Convertible Preferred Stock, par value $0.0001 per share (the "Series A-1 Preferred Stock" and together with the Series A Preferred Stock, the "Preferred Stock"), into shares of the Issuer's Common Stock, par value $0.0001 per share ("Common Stock"), each share of Preferred Stock automatically converted into 10,000 shares of Common Stock. The shares of Preferred Stock had no expiration date.
F2 Sealbond Limited, a British Virgin Islands limited company ("Sealbond"), is a wholly-owned subsidiary of Kamfull Limited, a British Virgin Islands limited company ("Kamfull"). Kamfull is a wholly owned subsidiary of Biotech Strategic Holdings Ltd, a British Virgin Islands limited company ("Biotech Strategic). Biotech Strategic is a wholly owned subsidiary of CK Life Sciences Int'l., (Holdings) Inc., a company incorporated in the Cayman Islands with limited liability ("CKLS"). CKLS disclaims Section 16 beneficial ownership of the securities reported herein, except to the extent, if any, of its pecuniary interest in such securities, and nothing contained in this report shall be deemed an omission that CKLS is the beneficial owner of such securities for Section 16 or any other purpose.
F3 Shares are held directly by Conjoint Inc., a Delaware corporation ("Conjoint"). Conjoint is a wholly owned subsidiary of Honglad Limited, a British Virgin Islands limited company ("Honglad"). Honglad is a wholly owned subsidiary of ENSO Resources Limited, a British Virgin Islands limited company ("ENSO Resources"). ENSO Resources is a wholly owned subsidiary of CKLS. CKLS disclaims Section 16 beneficial ownership of the securities reported herein, except to the extent, if any, of its pecuniary interest in such securities, and nothing contained in this report shall be deemed an omission that CKLS is the beneficial owner of such securities for Section 16 or any other purpose.
F4 Includes 52.7096 shares of Series A Preferred Stock previously issued to Sealbond as a payment-in-kind dividend that was exempt from Section 16 pursuant to Rule 16a-9 of the Securities Exchange Act of 1934, as amended.

Remarks:

Mr. Yu Ying Choi Alan Abel ("Mr. Yu"), the Deputy Chairman of CKLS, and Dr. Toh Kean Meng Melvin ("Dr. Toh"), the Vice President and Chief Scientific Officer and Executive Director of CKLS, have been appointed to the board of directors of the Issuer, and each of Mr. Yu and Dr. Toh have been deputized to represent the Reporting Person on the board of directors. By virtue of Mr. Yu and Dr. Toh's representation, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the Reporting Person may be deemed a director by deputization of the Issuer. Mr. Yu and Dr. Toh have filed separate Section 16 reports disclosing securities of the Issuer that each may respectively be deemed to beneficially own for Section 16 purposes.