| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Sim Kenneth T. | Executive Chairman, Director | C/O ASTRANA HEALTH, INC., 1668 S. GARFIELD AVENUE, 2ND FLOOR, ALHAMBRA | /s/ Kathy Diep, as Attorney-in-Fact | 2025-11-13 | 0001725499 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ASTH | Common Stock | Options Exercise | $525K | +29.5K | +4.84% | $17.78 | 639K | Nov 10, 2025 | Direct | F6 |
| holding | ASTH | Common Stock | 6.13M | Nov 10, 2025 | By Allied Physicians of California, a Professional Medical Corporation | F1 | |||||
| holding | ASTH | Common Stock | 546K | Nov 10, 2025 | By Kenneth T & Simone S Sim Family Trust | F4 | |||||
| holding | ASTH | Common Stock | 43K | Nov 10, 2025 | By Kenneth T. Sim Pension Plan Trust | F2 | |||||
| holding | ASTH | Common Stock | 231K | Nov 10, 2025 | By grantor retained annuity trust | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ASTH | Stock Option (right to buy) | Options Exercise | $0 | -29.5K | -100% | $0.00 | 0 | Nov 10, 2025 | Common Stock | 29.5K | $17.78 | Direct | F5 |
| Id | Content |
|---|---|
| F1 | These securities are beneficially owned by Allied Physicians of California, a Professional Medical Corporation, of which the Reporting Person is the Chairman and a director and stockholder. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| F2 | These securities are held by the Kenneth T. Sim Pension Plan Trust U.A. dated 12/18/2007. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| F3 | These securities are held by a grantor retained annuity trust for the benefit of the Reporting Person and his children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| F4 | These securities are held by the Kenneth T & Simone S Sim Family Trust U/A dated 11/07/2013. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| F5 | These stock options were fully vested and exercisable. |
| F6 | Includes the following shares of unvested restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 117,501 shares, which will vest in three equal annual installments beginning on March 5, 2026; and (ii) 133,333 shares, which will vest upon achievement of certain pre-established performance goals. |