Kenneth T. Sim - Nov 10, 2025 Form 4 Insider Report for Astrana Health, Inc. (ASTH)

Signature
/s/ Kathy Diep, as Attorney-in-Fact
Stock symbol
ASTH
Transactions as of
Nov 10, 2025
Transactions value $
$524,546
Form type
4
Date filed
11/13/2025, 04:15 PM
Previous filing
Feb 18, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Sim Kenneth T. Executive Chairman, Director C/O ASTRANA HEALTH, INC., 1668 S. GARFIELD AVENUE, 2ND FLOOR, ALHAMBRA /s/ Kathy Diep, as Attorney-in-Fact 2025-11-13 0001725499

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASTH Common Stock Options Exercise $525K +29.5K +4.84% $17.78 639K Nov 10, 2025 Direct F6
holding ASTH Common Stock 6.13M Nov 10, 2025 By Allied Physicians of California, a Professional Medical Corporation F1
holding ASTH Common Stock 546K Nov 10, 2025 By Kenneth T & Simone S Sim Family Trust F4
holding ASTH Common Stock 43K Nov 10, 2025 By Kenneth T. Sim Pension Plan Trust F2
holding ASTH Common Stock 231K Nov 10, 2025 By grantor retained annuity trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASTH Stock Option (right to buy) Options Exercise $0 -29.5K -100% $0.00 0 Nov 10, 2025 Common Stock 29.5K $17.78 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are beneficially owned by Allied Physicians of California, a Professional Medical Corporation, of which the Reporting Person is the Chairman and a director and stockholder. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F2 These securities are held by the Kenneth T. Sim Pension Plan Trust U.A. dated 12/18/2007. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F3 These securities are held by a grantor retained annuity trust for the benefit of the Reporting Person and his children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F4 These securities are held by the Kenneth T & Simone S Sim Family Trust U/A dated 11/07/2013. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F5 These stock options were fully vested and exercisable.
F6 Includes the following shares of unvested restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 117,501 shares, which will vest in three equal annual installments beginning on March 5, 2026; and (ii) 133,333 shares, which will vest upon achievement of certain pre-established performance goals.