JW Asset Management, LLC - 10 Nov 2025 Form 4 Insider Report for ESTABLISHMENT LABS HOLDINGS INC. (ESTA)

Role
10%+ Owner
Signature
JW Asset Management, LLC /s/ Jason Klarreich, Attorney-In-Fact
Issuer symbol
ESTA
Transactions as of
10 Nov 2025
Transactions value $
-$737,770
Form type
4
Filing time
12 Nov 2025, 16:01:13 UTC
Previous filing
12 Nov 2025
SEC
View on sec.gov

Reporting Owners (5)

Name Relationship Address Signature Signature date CIK
JW Asset Management, LLC 10%+ Owner 1051 N. VENETIAN DRIVE, MIAMI BEACH JW Asset Management, LLC /s/ Jason Klarreich, Attorney-In-Fact 12 Nov 2025 0001549738
JW Partners, LP 10%+ Owner 1051 N. VENETIAN DRIVE, MIAMI BEACH JW Asset Management, LLC /s/ Jason Klarreich, Attorney-In-Fact 12 Nov 2025 0001082644
JW Opportunities Fund, LLC 10%+ Owner 1051 N. VENETIAN DRIVE, MIAMI BEACH JW Asset Management, LLC /s/ Jason Klarreich, Attorney-In-Fact 12 Nov 2025 0001594084
JW GP, LLC 10%+ Owner 1051 N. VENETIAN DRIVE., MIAMI BEACH JW Asset Management, LLC /s/ Jason Klarreich, Attorney-In-Fact 12 Nov 2025 0001778512
Wild Jason G. 10%+ Owner 1051 N. VENETIAN DRIVE, MIAMI BEACH JW Asset Management, LLC /s/ Jason Klarreich, Attorney-In-Fact 12 Nov 2025 0001778752

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESTA Common Shares Sale -$738K -11K -0.36% $67.07 3.06M 10 Nov 2025 See Footnotes F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner.
F2 The amount of 11,000 in Table I reflects the 8,205 Common Shares sold by JWP and the 2,795 Common Shares sold by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

Remarks:

Exhibit 99 - Information Regarding Joint Filers.