JW Asset Management, LLC - 22 Aug 2025 Form 4 Insider Report for ESTABLISHMENT LABS HOLDINGS INC. (ESTA)

Role
10%+ Owner
Signature
JW Asset Management, LLC /s/ Jason Klarreich, Attorney-In-Fact
Issuer symbol
ESTA
Transactions as of
22 Aug 2025
Transactions value $
-$2,049
Form type
4
Filing time
26 Aug 2025, 16:31:22 UTC
Previous filing
09 Jul 2025
Next filing
27 Aug 2025
SEC
View on sec.gov

Reporting Owners (5)

Name Relationship Address Signature Signature date CIK
JW Asset Management, LLC 10%+ Owner 1051 N. VENETIAN DRIVE, MIAMI BEACH JW Asset Management, LLC /s/ Jason Klarreich, Attorney-In-Fact 26 Aug 2025 0001549738
JW Partners, LP 10%+ Owner 1051 N. VENETIAN DRIVE, MIAMI BEACH JW Asset Management, LLC /s/ Jason Klarreich, Attorney-In-Fact 26 Aug 2025 0001082644
JW Opportunities Fund, LLC 10%+ Owner 1051 N. VENETIAN DRIVE, MIAMI BEACH JW Asset Management, LLC /s/ Jason Klarreich, Attorney-In-Fact 26 Aug 2025 0001594084
JW GP, LLC 10%+ Owner 1051 N. VENETIAN DRIVE, MIAMI BEACH JW Asset Management, LLC /s/ Jason Klarreich, Attorney-In-Fact 26 Aug 2025 0001778512
Wild Jason G. 10%+ Owner 1051 N. VENETIAN DRIVE, MIAMI BEACH JW Asset Management, LLC /s/ Jason Klarreich, Attorney-In-Fact 26 Aug 2025 0001778752

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESTA Right to Buy Sale -$2.05K -940 -100% $2.18* 0 22 Aug 2025 940 calls representing 94,000 shares of common stock 94K $42.50 See Footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner.
F2 Reflects the writing and sale of 940 call options.

Remarks:

Exhibit 99 - Information Regarding Joint Filers.