Shaf QIC LLC - 29 Jul 2025 Form 3 Insider Report for ProMIS Neurosciences Inc. (PMN)

Role
10%+ Owner
Signature
/s/ Bill Blackett, Attorney-in-Fact
Issuer symbol
PMN
Transactions as of
29 Jul 2025
Net transactions value
$0
Form type
3
Filing time
14 Aug 2025, 16:40:46 UTC
SEC
View on sec.gov

Reporting Owners (2)

Name Relationship Address Signature Signature date CIK
Shaf QIC LLC 10%+ Owner 158 SHATTUCK WAY, NEWINGTON /s/ Bill Blackett, Attorney-in-Fact 14 Aug 2025 0002038058
Shafmaster Jonathan 10%+ Owner 158 SHATTUCK WAY, NEWINGTON /s/ Bill Blackett, Attorney-in-Fact 14 Aug 2025 0002081524

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PMN Common Shares 5,184,760 29 Jul 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PMN Warrants (right to buy) 29 Jul 2025 Common Shares 100,000 $7.50 Direct F1
holding PMN Warrants (right to buy) 29 Jul 2025 Common Shares 1,063,830 $1.75 Direct F2
holding PMN Warrants (right to buy) 29 Jul 2025 Common Shares 4,186,049 $1.25 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents Common Shares issuable upon exercise of a warrant that is currently exercisable.
F2 Represents Common Shares issuable upon exercise of warrants that are currently exercisable. The reported warrants contain provisions preventing their exercise to the extent that such exercise would result in the holder (together with its affiliates) obtaining greater than 9.99% of the Issuer's Common Shares.

Remarks:

Exhibit 24 - Power of Attorney