Michael S. Gordon - 13 Mar 2025 Form 4 Insider Report for ProMIS Neurosciences Inc. (PMN)

Role
Other*
Signature
/s/ Michael S. Gordon
Issuer symbol
PMN
Transactions as of
13 Mar 2025
Net transactions value
$0
Form type
4
Filing time
14 Aug 2025, 16:15:35 UTC
Previous filing
18 Sep 2024
Next filing
02 Jul 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
GORDON MICHAEL S Other* C/O TROVE,, 40 BROAD STREET, 8TH FLOOR, BOSTON /s/ Michael S. Gordon 14 Aug 2025 0001034608

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PMN Common Shares, no par value Other -48,333 -100% 0 13 Mar 2025 By Title 19 Acies F1, F2
holding PMN Common Shares, no par value 2,435,029 13 Mar 2025 By Title 19 Promis F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 13, 2025, the ownership of Title 19 Acies, a series of a Delaware limited liability company, was assigned to Skye Peak Partners LLC, a Delaware limited liability company ("SPP"), effective as of January 1, 2025. In connection with such assignment, the management of Title 19 Acies changed from the Reporting Person as sole manager to Emmett Gordon and Michael Youniss as managers, and the Reporting Person does not otherwise have investment control over the shares of the Issuer held by SPP. Accordingly, the Reporting Person no longer has a pecuniary interest in shares of the Issuer held by Title 19 Acies.
F2 By Title 19 Acies, of which the Reporting Person was the sole manager.
F3 By Title 19 Promis, a series of a Delaware limited liability company, of which the Reporting Person is the sole manager.

Remarks:

The Issuer's Form 10-Q filed on August 13, 2025 provides that as of such date, the Issuer had 51,806,497 Common Shares outstanding. Based on this number and other shares included in the denominator of the calculation of the Reporting Person's ownership, the Reporting Person's ownership has dropped below 10% as of the date of filing this late Form 4. However, based on the publicly available number of outstanding shares reported prior to when this Form 4 was due, the Reporting Person held more than 10% at such time the Form 4 was due.