JW Asset Management, LLC - 03 Jul 2025 Form 4 Insider Report for ESTABLISHMENT LABS HOLDINGS INC. (ESTA)

Role
10%+ Owner
Signature
JW Asset Management, LLC /s/ Jason Klarreich, Attorney-In-Fact
Issuer symbol
ESTA
Transactions as of
03 Jul 2025
Net transactions value
-$49.5
Form type
4
Filing time
07 Jul 2025, 16:05:59 UTC
Previous filing
02 Jul 2025
Next filing
09 Jul 2025
SEC
View on sec.gov

Reporting Owners (5)

Name Relationship Address Signature Signature date CIK
JW Asset Management, LLC 10%+ Owner 1051 N. VENETIAN DRIVE, MIAMI BEACH JW Asset Management, LLC /s/ Jason Klarreich, Attorney-In-Fact 07 Jul 2025 0001549738
JW Partners, LP 10%+ Owner 1051 N. VENETIAN DRIVE, MIAMI BEACH JW Asset Management, LLC /s/ Jason Klarreich, Attorney-In-Fact 07 Jul 2025 0001082644
JW Opportunities Fund, LLC 10%+ Owner 1051 N. VENETIAN DRIVE, MIAMI BEACH JW Asset Management, LLC /s/ Jason Klarreich, Attorney-In-Fact 07 Jul 2025 0001594084
JW GP, LLC 10%+ Owner 1051 N. VENETIAN DRIVE, MIAMI BEACH JW Asset Management, LLC /s/ Jason Klarreich, Attorney-In-Fact 07 Jul 2025 0001778512
Wild Jason G. 10%+ Owner 1051 N. VENETIAN DRIVE, MIAMI BEACH JW Asset Management, LLC /s/ Jason Klarreich, Attorney-In-Fact 07 Jul 2025 0001778752

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESTA Right to Buy Sale $49.5 -15 -100% $3.30 0 03 Jul 2025 15 calls representing 1,500 shares of common stock 1,500 $47.50 See Footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner.
F2 Reflects the writing and sale of 15 call options.

Remarks:

Exhibit 99 - Information Regarding Joint Filers.