Johanna Cronin - 11 Jun 2025 Form 4 Insider Report for STARTENGINE CROWDFUNDING, INC.

Role
Chief Marketing Officer
Signature
/s/ Hunter Strassman, Attorney-in-fact
Issuer symbol
N/A
Transactions as of
11 Jun 2025
Net transactions value
+$88,693
Form type
4
Filing time
13 Jun 2025, 13:39:27 UTC
Previous filing
29 May 2025
Next filing
17 Jun 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Cronin Johanna Chief Marketing Officer 4100 WEST ALAMEDA AVENUE,, 3RD FLOOR,, BURBANK /s/ Hunter Strassman, Attorney-in-fact 13 Jun 2025 0001934177

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STGC Common Stock Options Exercise $58,453 +13,917,440 +4681% $0.004200 14,214,780 11 Jun 2025 Direct F1
transaction STGC Common Stock Options Exercise $14,400 +3,000,000 +21% $0.004800 17,214,780 11 Jun 2025 Direct F1
transaction STGC Common Stock Options Exercise $15,840 +1,200,000 +7% $0.0132 18,414,780 11 Jun 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STGC Stock Option (Right to Buy) Options Exercise $0 -13,917,440 -100% $0.000000 0 11 Jun 2025 Common Stock 13,917,440 $0.004200 Direct F1, F2
transaction STGC Stock Option (Right to Buy) Options Exercise $0 -3,000,000 -100% $0.000000 0 11 Jun 2025 Common Stock 3,000,000 $0.004800 Direct F1, F3
transaction STGC Stock Option (Right to Buy) Options Exercise $0 -1,200,000 -100% $0.000000 0 11 Jun 2025 Common Stock 1,200,000 $0.0132 Direct F1, F5
holding STGC Stock Option (Right to Buy) 0 11 Jun 2025 Common Stock 0 $0.0132 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price was rounded to four decimal places.
F2 25% of the stock options vested on the one-year anniversary of June 15, 2025 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.
F3 25% of the stock options vested on the one-year anniversary of January 1, 2017 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.
F4 The Form 3 filed on June 23, 2022 incorrectly included a line for Stock Option (Right to Buy) for 30,000 shares of Common Stock (600,000 shares on a post-split basis) with an expiration of January 2, 2028. This line has been included to rectify this typographical error and clarify that there are no such Stock Options.
F5 25% of the stock options vested on the one-year anniversary of January 1, 2018 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.

Remarks:

The exercise price as well as the amounts of securities reflect the 20-for-1 split that occurred in May 2024.