Brendan P. O'Grady - 31 May 2025 Form 4 Insider Report for Assertio Holdings, Inc. (ASRT)

Role
CEO, Director
Signature
/s/ Sam Schlessinger, Attorney-in-Fact for Brendan P. O'Grady
Issuer symbol
ASRT
Transactions as of
31 May 2025
Net transactions value
-$32,827
Form type
4
Filing time
03 Jun 2025, 18:00:13 UTC
Previous filing
20 Feb 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
O'Grady Brendan P. CEO, Director ASSERTIO HOLDINGS, INC., 100 SOUTH SAUNDERS ROAD, SUITE 300, LAKE FOREST /s/ Sam Schlessinger, Attorney-in-Fact for Brendan P. O'Grady 03 Jun 2025 0001726533

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASRT Common Stock Options Exercise $0 +166,665 +1424% $0.000000 178,371 31 May 2025 Direct
transaction ASRT Common Stock Tax liability $32,827 -49,416 -28% $0.6643 128,955 31 May 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASRT Restricted Stock Units Options Exercise $0 -166,665 -33% $0.000000 333,335 31 May 2025 Common Stock 166,665 $0.000000 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld for payment of taxes upon the vesting of restricted stock units.
F2 Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock.
F3 One-third of these restricted stock units vests on each of May 31, 2025, 2026 and 2027, assuming continued employment through the applicable vesting date.
F4 The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.