Ajay Patel - 12 May 2025 Form 4 Insider Report for Assertio Holdings, Inc. (ASRT)

Role
EVP and CFO
Signature
/s/ Sam Schlessinger, Attorney-in-fact for Ajay Patel
Issuer symbol
ASRT
Transactions as of
12 May 2025
Net transactions value
-$10,363
Form type
4
Filing time
14 May 2025, 18:00:04 UTC
Previous filing
25 Feb 2025
Next filing
10 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Patel Ajay EVP and CFO ASSERTIO HOLDINGS, INC., 100 SOUTH SAUNDERS ROAD, SUITE 300, LAKE FOREST /s/ Sam Schlessinger, Attorney-in-fact for Ajay Patel 14 May 2025 0001849586

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASRT Common Stock Options Exercise $0 +38,017 +22% $0.000000 213,692 12 May 2025 Direct
transaction ASRT Common Stock Tax liability $10,363 -16,840 -7.9% $0.6154 196,852 12 May 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASRT Restricted Stock Units Options Exercise $0 -38,017 -100% $0.000000 0 12 May 2025 Common Stock 38,017 $0.000000 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld for payment of taxes upon the vesting of restricted stock units.
F2 Each restricted stock unit represents the contingent right to receive one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.
F3 One-third of these restricted stock units vested on each of May 12, 2023, 2024 and 2025.
F4 The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.