Charles Alan Williams - 01 Apr 2025 Form 4 Insider Report for NORTHPOINTE BANCSHARES INC (NPB)

Role
Chairman and CEO, Director, 10%+ Owner
Signature
/s/ Kevin J. Comps, Attorney-in-Fact
Issuer symbol
NPB
Transactions as of
01 Apr 2025
Net transactions value
$0
Form type
4
Filing time
03 Apr 2025, 17:28:56 UTC
Previous filing
21 Feb 2025
Next filing
30 Jun 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPB Common Stock Options Exercise $0 +49,560 +287% $0.000000 66,801 01 Apr 2025 Direct
holding NPB Common Stock 2,353,090 01 Apr 2025 See footnote F1
holding NPB Common Stock 715,471 01 Apr 2025 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NPB Restricted stock units Options Exercise $0 -49,560 -19% $0.000000 208,130 01 Apr 2025 Common Stock 49,560 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of common stock held by the Charles A Williams TR Charles A Williams Trust.
F2 Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.
F3 The RSUs vested as to 49,560 shares on April 1, 2025.