Reinhard Werner Schwock - Dec 20, 2024 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Interim CFO, Director
Signature
/s/ Paul Warenski, by power of attorney
Stock symbol
HCP
Transactions as of
Dec 20, 2024
Transactions value $
-$72,102
Form type
4
Date filed
12/23/2024, 04:44 PM
Previous filing
Oct 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Options Exercise +3.11K +1.78% 178K Dec 20, 2024 Direct F1
transaction HCP Class A Common Stock Conversion of derivative security +1.08K +0.61% 179K Dec 20, 2024 Direct F2
transaction HCP Class A Common Stock Tax liability -$72.1K -2.11K -1.18% $34.22 177K Dec 20, 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -740 -14.28% $0.00 4.44K Dec 20, 2024 Class A Common Stock 740 Direct F1, F4
transaction HCP Restricted Stock Units Options Exercise $0 -1.12K -9.09% $0.00 11.1K Dec 20, 2024 Class A Common Stock 1.12K Direct F1, F5
transaction HCP Restricted Stock Units Options Exercise $0 -1.25K -6.67% $0.00 17.5K Dec 20, 2024 Class A Common Stock 1.25K Direct F1, F6
transaction HCP Restricted Stock Units Options Exercise $0 -1.08K -50% $0.00 1.08K Dec 20, 2024 Class B Common Stock 1.08K Direct F7, F8
transaction HCP Class B Common Stock Options Exercise $0 +1.08K $0.00 1.08K Dec 20, 2024 Class A Common Stock 1.08K Direct F2
transaction HCP Class B Common Stock Conversion of derivative security $0 -1.08K -100% $0.00 0 Dec 20, 2024 Class A Common Stock 1.08K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs.
F4 The remaining RSUs vest in six equal quarterly installments beginning on March 20, 2025.
F5 The remaining RSUs vest in 10 equal quarterly installments beginning on March 20, 2025.
F6 The remaining RSUs vest in 14 equal quarterly installments beginning on March 20, 2025.
F7 Each RSU represents a contingent right to receive one share of Class B Common Stock.
F8 The remaining RSUs vest on March 20, 2025.