Marc Holmes - 20 Dec 2024 Form 4 Insider Report for HashiCorp, Inc.

Role
Chief Marketing Officer
Signature
/s/ Paul Warenski, by power of attorney
Issuer symbol
N/A
Transactions as of
20 Dec 2024
Net transactions value
-$400,990
Form type
4
Filing time
23 Dec 2024, 16:40:39 UTC
Previous filing
25 Sep 2024
Next filing
21 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Options Exercise +21,372 +244% 30,126 20 Dec 2024 Direct F1
transaction HCP Class A Common Stock Conversion of derivative security +8,650 +29% 38,776 20 Dec 2024 Direct F2
transaction HCP Class A Common Stock Tax liability $400,990 -11,718 -30% $34.22 27,058 20 Dec 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -5,938 -20% $0.000000 23,750 20 Dec 2024 Class A Common Stock 5,938 Direct F1, F4
transaction HCP Restricted Stock Units Options Exercise $0 -1,470 -17% $0.000000 7,351 20 Dec 2024 Class A Common Stock 1,470 Direct F1, F5
transaction HCP Restricted Stock Units Options Exercise $0 -6,718 -10% $0.000000 60,463 20 Dec 2024 Class A Common Stock 6,718 Direct F1, F6
transaction HCP Restricted Stock Units Options Exercise $0 -7,246 -7.1% $0.000000 94,207 20 Dec 2024 Class A Common Stock 7,246 Direct F1, F7
transaction HCP Restricted Stock Units Options Exercise $0 -8,650 -100% $0.000000 0 20 Dec 2024 Class B Common Stock 8,650 Direct F8, F9
transaction HCP Class B Common Stock Options Exercise $0 +8,650 $0.000000 8,650 20 Dec 2024 Class A Common Stock 8,650 Direct F2
transaction HCP Class B Common Stock Conversion of derivative security $0 -8,650 -100% $0.000000 0 20 Dec 2024 Class A Common Stock 8,650 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs.
F4 The remaining RSUs vest in three equal quarterly installments beginning on March 20, 2025.
F5 The remaining RSUs vest in five equal quarterly installments beginning on March 20, 2025.
F6 The remaining RSUs vest in nine equal quarterly installments beginning on March 20, 2025.
F7 The remaining RSUs vest in 13 equal quarterly installments beginning on March 20, 2025.
F8 Each RSU represents a contingent right to receive one share of Class B Common Stock.
F9 All of the RSUs vested on December 20, 2024.