David McJannet - Dec 20, 2024 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role: CEO and Chairman, Director
Signature: /s/ Paul Warenski, by power of attorney
Stock symbol: HCP
Transactions as of: Dec 20, 2024
Transactions value $: -$1,626,340
Form type: 4
Date filed: 12/23/2024, 04:38 PM
Previous filing: Dec 20, 2024
Next filing: Feb 21, 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HCP	Class A Common Stock	Options Exercise		+74.5K	+17.76%		494K	Dec 20, 2024	Direct	F1
transaction	HCP	Class A Common Stock	Conversion of derivative security		+19.5K	+3.94%		514K	Dec 20, 2024	Direct	F2
transaction	HCP	Class A Common Stock	Sale	-$1.63M	-47.5K	-9.26%	$34.22	466K	Dec 20, 2024	Direct	F3

Showing 1 to 3 of 3 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HCP	Restricted Stock Units	Options Exercise	$0	-17.8K	-20%	$0.00	71.3K	Dec 20, 2024	Class A Common Stock	17.8K		Direct	F1, F4
transaction	HCP	Restricted Stock Units	Options Exercise	$0	-7.56K	-16.67%	$0.00	37.8K	Dec 20, 2024	Class A Common Stock	7.56K		Direct	F1, F5
transaction	HCP	Restricted Stock Units	Options Exercise	$0	-28.4K	-10%	$0.00	256K	Dec 20, 2024	Class A Common Stock	28.4K		Direct	F1, F6
transaction	HCP	Restricted Stock Units	Options Exercise	$0	-20.7K	-7.14%	$0.00	269K	Dec 20, 2024	Class A Common Stock	20.7K		Direct	F1, F7
transaction	HCP	Restricted Stock Units	Options Exercise	$0	-19.5K	-100%	$0.00	0	Dec 20, 2024	Class B Common Stock	19.5K		Direct	F8, F9
transaction	HCP	Class B Common Stock	Options Exercise	$0	+19.5K	+13.57%	$0.00	163K	Dec 20, 2024	Class A Common Stock	19.5K		Direct	F2
transaction	HCP	Class B Common Stock	Conversion of derivative security	$0	-19.5K	-11.95%	$0.00	143K	Dec 20, 2024	Class A Common Stock	19.5K		Direct	F2
holding	HCP	Class B Common Stock						1.36M	Dec 20, 2024	Class A Common Stock	1.36M		See footnote	F2, F10
holding	HCP	Class B Common Stock						517K	Dec 20, 2024	Class A Common Stock	517K		See footnote	F2, F11, F12
holding	HCP	Class B Common Stock						165K	Dec 20, 2024	Class A Common Stock	165K		See footnote	F2, F13, F14
holding	HCP	Class B Common Stock						517K	Dec 20, 2024	Class A Common Stock	517K		See footnote	F2, F15, F16
holding	HCP	Class B Common Stock						165K	Dec 20, 2024	Class A Common Stock	165K		See footnote	F2, F17, F18
holding	HCP	Class B Common Stock						60K	Dec 20, 2024	Class A Common Stock	60K		See footnote	F2, F19

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
F2	Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3	The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs.
F4	The remaining RSUs vest in four equal quarterly installments beginning on March 20, 2025.
F5	The remaining RSUs vest in five equal quarterly installments beginning on March 20, 2025.
F6	The remaining RSUs vest in nine equal quarterly installments beginning on March 20, 2025.
F7	The remaining RSUs vest in 13 equal quarterly installments beginning on March 20, 2025.
F8	Each RSU represents a contingent right to receive one share of Class B Common Stock.
F9	All of the RSUs vested on December 20, 2024.
F10	The shares are held of record by a family trust for which the reporting person serves as a trustee.
F11	Excludes 164,500 shares previously reported as held directly by the Emerald GST Non-Exempt Trust which were re-registered on November 8, 2024 and are now held directly by the Emerald GST Exempt Trust.
F12	The shares are held of record by the Emerald GST Non-Exempt Trust.
F13	Consists of 164,500 shares previously reported as held directly by the Emerald GST Non-Exempt Trust which were re-registered on November 8, 2024 and are now held directly by the Emerald GST Exempt Trust.
F14	The shares are held of record by the Emerald GST Exempt Trust.
F15	Excludes 164,500 shares previously reported as held directly by the Sapphire GST Non-Exempt Trust which were re-registered on November 8, 2024 and are now held directly by the Sapphire GST Exempt Trust.
F16	The shares are held of record by the Sapphire GST Non-Exempt Trust.
F17	Consists of 164,500 shares previously reported as held directly by the Sapphire GST Non-Exempt Trust which were re-registered on November 8, 2024 and are now held directly by the Sapphire GST Exempt Trust.
F18	The shares are held of record by the Sapphire GST Exempt Trust.
F19	The shares are held of record by an additional family trust.