| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CMPO | Class A Common Stock, $0.0001 par value | Award | +70.2K | +11.36% | 688K | Dec 17, 2024 | By CompoSecure Employee LLC | F1, F2, F3 | ||
| transaction | CMPO | Class A Common Stock, $0.0001 par value | Tax liability | -$1.9M | -115K | -3.05% | $16.55 | 3.65M | Dec 17, 2024 | Direct | F4, F5, F6, F7, F8 |
| Id | Content |
|---|---|
| F1 | Issued to the Reporting Person on December 17, 2024 for no additional consideration pursuant to an earn-out provision in the agreement and plan of merger (the "Merger Agreement") executed in connection with the acquisition by the issuer (f/k/a Roman DBDR Tech Acquisition Corp.) of CompoSecure Holdings, L.L.C. (the "Merger"), which was completed on December 27, 2021. Class B Common Units of CompoSecure Holdings, L.L.C. issuable pursuant to the earn-out provision were immediately exchanged for no additional consideration for an equal number of shares of Class A Common Stock. |
| F2 | The value of these shares was established in the Merger Agreement. |
| F3 | The reported securities are held directly by CompoSecure Employee LLC, and the Reporting Person (the sole member of CompoSecure Employee LLC) may be deemed to have sole power to vote or dispose of these securities. The Reporting Person may be deemed the beneficial owner of the shares of Class A Common Stock held by CompoSecure Employee LLC because he is its sole member. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. |
| F4 | Reflects the number of shares withheld in satisfaction of applicable tax withholding obligations in connection with the net settlement of 224,690 performance-vesting restricted stock units ("RSUs") that vested on December 17, 2024. These RSUs were originally granted on March 16, 2022 in the aggregate amount of 449,380 RSUs, for which the remaining 224,690 RSUs will continue to which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the Reporting Person's continued service as of the applicable vesting date. |
| F5 | Includes (A) 691,249 RSUs, which will vest on January 1, 2025, (B) 691,250 RSUs, which will vest on January 1, 2026, and (C) 235,753 RSUs, which will vest on January 1, 2027. The RSUs will be settled into Class A Common Stock upon vesting and may be settled net of shares withheld to pay applicable taxes. |
| F6 | Includes 224,690 performance-vesting RSUs granted on March 16, 2022, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the Reporting Person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting. |
| F7 | Includes 523,903 performance-vesting RSUs granted on March 9, 2023, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the Reporting Person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting. |
| F8 | Includes 707,258 performance-vesting RSUs granted on March 15, 2024, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the Reporting Person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting. |