Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NONE | Common shares of ben. interest, par value $0.001 per share | Other | +2.36M | 2.36M | Dec 17, 2024 | Direct | F1 | |||
transaction | NONE | Common shares of ben. interest, par value $0.001 per share | Other | +3.79M | 3.79M | Dec 17, 2024 | See Footnote | F1, F2 | |||
transaction | NONE | Common shares of ben. interest, par value $0.001 per share | Purchase | +12.6K | 12.6K | Dec 17, 2024 | By Trust | F3, F4 | |||
transaction | NONE | Common shares of ben. interest, par value $0.001 per share | Purchase | +12.6K | 12.6K | Dec 17, 2024 | By Trust | F3, F4 | |||
transaction | NONE | Common shares of ben. interest, par value $0.001 per share | Purchase | +12.6K | 12.6K | Dec 17, 2024 | By Trust | F3, F4 | |||
transaction | NONE | Common shares of ben. interest, par value $0.001 per share | Purchase | +12.6K | 12.6K | Dec 17, 2024 | By Trust | F3, F4 | |||
holding | NONE | Common shares of ben. interest, par value $0.001 per share | 40 | Dec 17, 2024 | See Footnote | F5 |
Id | Content |
---|---|
F1 | Reflects common shares of beneficial interest, par value $0.001 per share (the "Shares") that were issued to New Mountain Guardian Investments III, L.L.C. to be held on behalf of its members in connection with the merger agreement between Issuer and New Mountain Guardian III BDC, L.L.C. ("NMG") and related transactions thereto and distributed pro rata to Reporting Person as a member of NMG effective as of the closing of such transactions. Shares received is an estimate based on calculations available as of the date of filing. The Reporting Person undertakes to amend this Form 4, if necessary, following the final calculation. |
F2 | Represents securities held directly by New Mountain GP Holdings, L.P. NM Holdings GP, L.L.C. is the general partner of New Mountain GP Holdings, L.P. Steven B. Klinsky is the sole member and managing member of NM Holdings GP, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their/its pecuniary interest therein. |
F3 | Includes 600 Shares that were received by the Reporting Person for no consideration in connection with such trust's purchase from the Issuer of 12,000 Shares at $25.00 per Share. |
F4 | Shares held by a trust established for the benefit of an immediate family member. Mr. Klinsky serves as trustee of the trust and, in such capacity, has investment and voting discretion over shares held by the trust. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
F5 | Represents securities held directly by New Mountain Finance Advisers, L.L.C. New Mountain Capital Group L.P. is the managing member of New Mountain Finance Advisers, L.L.C. NM Holdings GP, L.L.C. is the general partner of New Mountain Capital Group L.P. Steven B. Klinsky is the managing member of NM Holdings GP, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their/its pecuniary interest therein. |
Exhibit List Exhibit 24. Power of Attorney