Matthew McDonnell - 16 Dec 2024 Form 4 Insider Report for Anteris Technologies Global Corp. (AVR)

Role
Chief Financial Officer
Signature
/s/ Matthew McDonnell
Issuer symbol
AVR
Transactions as of
16 Dec 2024
Net transactions value
$0
Form type
4
Filing time
18 Dec 2024, 21:19:00 UTC
Previous filing
10 Dec 2024
Next filing
18 Dec 2025
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AVR Stock Option Award $0 +2,001 $0.000000 2,001 16 Dec 2024 Common Stock 2,001 $4.33 See Footnote F1, F2, F3, F8
transaction AVR Stock Option Award $0 +60,000 $0.000000 60,000 16 Dec 2024 Common Stock 60,000 $5.65 See Footnote F1, F2, F4, F8
transaction AVR Stock Option Award $0 +50,000 $0.000000 50,000 16 Dec 2024 Common Stock 50,000 $8.25 See Footnote F1, F2, F5, F8
transaction AVR Share Price Performance Units Award $0 +233,334 $0.000000 233,334 16 Dec 2024 Common Stock 233,334 $15.28 Direct F1, F2, F6
transaction AVR Restricted Stock Units Award $0 +83,333 $0.000000 83,333 16 Dec 2024 Common Stock 83,333 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options and SPP Units are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64.
F2 Legacy awards originally issued by Anteris Technologies Ltd ("ATL") that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Australian Corporations Act 2001 (Cth), effective December 16, 2024.
F3 The option vested in three equal annual installments beginning on July 12, 2020.
F4 The option vested in three equal annual installments beginning on September 23, 2022.
F5 The option vests in three equal annual installments beginning on September 19, 2023, subject to the Reporting Person's continued service.
F6 Cash-settled share price performance (SPP) units that vest in two equal annual installments beginning on September 13, 2025 subject to the Reporting Person's continued service, with payments based on positive increases in the AVR stock price above the award's base price.
F7 Each RSU represents a contingent right to receive one share of common stock. RSUs vest in three approximately equal annual installments beginning on December 16, 2025, subject to the Reporting Person's continued service.
F8 Held by Quadroo Pty Ltd, as Trustee for the McDonnell Family Trust. The Reporting Person and his spouse serve as directors of Quadroo Pty Ltd and share voting and investment power over the securities held by Quadroo Pty Ltd.