Wenyi Gu - 16 Dec 2024 Form 4 Insider Report for Anteris Technologies Global Corp. (AVR)

Role
Director
Signature
/s/ Matthew McDonnell, Attorney-in-Fact
Issuer symbol
AVR
Transactions as of
16 Dec 2024
Net transactions value
$0
Form type
4
Filing time
18 Dec 2024, 21:18:24 UTC
Previous filing
10 Dec 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AVR Stock Option Award $0 +40,000 $0.000000 40,000 16 Dec 2024 Common Stock 40,000 $8.25 Direct F1, F2, F3
transaction AVR Stock Option Award $0 +80,500 $0.000000 80,500 16 Dec 2024 Common Stock 80,500 $15.28 Direct F1, F2, F4
transaction AVR Stock Option Award $0 +50,000 $0.000000 50,000 16 Dec 2024 Common Stock 50,000 $14.64 Direct F1, F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64.
F2 Legacy awards originally issued by Anteris Technologies Ltd ("ATL") that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Australian Corporations Act 2001 (Cth), effective December 16, 2024.
F3 The option vests in three equal annual installments beginning on December 31, 2022, subject to the Reporting Person's continued service.
F4 The option vests in three equal annual installments beginning on September 15, 2024, subject to the Reporting Person's continued service.
F5 The option vests in three equal annual installments beginning on June 19, 2025, subject to the Reporting Person's continued service.