Denis David St - Dec 16, 2024 Form 4 Insider Report for Anteris Technologies Global Corp. (AVR)

Role
Chief Operating Officer
Signature
/s/ Matthew McDonnell, Attorney-in-Fact
Stock symbol
AVR
Transactions as of
Dec 16, 2024
Transactions value $
$0
Form type
4
Date filed
12/18/2024, 09:16 PM
Previous filing
Dec 10, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AVR Stock Option Award $0 +5.43K $0.00 5.43K Dec 16, 2024 Common Stock 5.43K $23.56 Direct F1, F2, F3
transaction AVR Stock Option Award $0 +60K $0.00 60K Dec 16, 2024 Common Stock 60K $5.65 Direct F1, F2, F4
transaction AVR Stock Option Award $0 +200K $0.00 200K Dec 16, 2024 Common Stock 200K $8.25 Direct F1, F2, F5
transaction AVR Share Price Performance Units Award $0 +700K $0.00 700K Dec 16, 2024 Common Stock 700K $15.28 Direct F1, F2, F6
transaction AVR Restricted Stock Units Award $0 +500K $0.00 500K Dec 16, 2024 Common Stock 500K Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options and SPP Units are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64.
F2 Legacy awards originally issued by Anteris Technologies Ltd ("ATL") that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Australian Corporations Act 2001 (Cth), effective December 16, 2024.
F3 The option vested in three equal annual installments beginning on December 31, 2018.
F4 The option vested in three equal annual installments beginning on September 23, 2022.
F5 The option vests in three equal annual installments beginning on September 19, 2023, subject to the Reporting Person's continued service.
F6 Cash-settled share price performance (SPP) units that vest on the earlier of the attainment of certain stock price hurdles or September 13, 2026 subject to the Reporting Person's continued service, with payments based on positive increases in the AVR stock price above the award's base price.
F7 Each RSU represents a contingent right to receive one share of common stock. RSUs vest in three approximately equal annual installments beginning on December 16, 2025, subject to the Reporting Person's continued service.