Mark D. Klein - Dec 10, 2024 Form 4 Insider Report for SURO CAPITAL CORP. (SSSS)

Role
Chairman, CEO and President, Director
Signature
/s/ Mark D. Klein
Stock symbol
SSSS
Transactions as of
Dec 10, 2024
Transactions value $
-$130,610
Form type
4
Date filed
12/12/2024, 06:09 PM
Previous filing
Dec 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SSSS Common Stock Award $0 +100K +8.54% $0.00 1.27M Dec 10, 2024 Direct F1, F2
transaction SSSS Common Stock Tax liability -$131K -21.3K -1.67% $6.14 1.25M Dec 10, 2024 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest as follows: 1/3 vests on December 10, 2025, 1/3 vests on December 10, 2026, and 1/3 vests on December 10, 2027.
F2 This total includes (i) 14,659 shares of the Company's common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein, and (ii) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on February 9, 2022 and December 15, 2023, which are subject to certain vesting schedules.
F3 Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 10, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.