Joseph Mathews - 07 Oct 2024 Form 4 Insider Report for STARTENGINE CROWDFUNDING, INC.

Role
Chief Technology Officer
Signature
/s/ Hunter Strassman, Attorney-in-fact
Issuer symbol
N/A
Transactions as of
07 Oct 2024
Net transactions value
-$392
Form type
4
Filing time
04 Dec 2024, 17:57:17 UTC
Previous filing
18 Jun 2024
Next filing
02 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STGC Common Stock Options Exercise $2,293 +27,528 $0.0833 27,528 07 Oct 2024 Direct
transaction STGC Common Stock Sale $2,685 -2,148 -7.8% $1.25 25,380 02 Dec 2024 Direct F1
transaction STGC Common Stock Sale $0 -358 -1.4% $0.000000 25,022 02 Dec 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STGC Stock Option (Right to Buy) Options Exercise $0 -27,528 -4.6% $0.000000 572,472 07 Oct 2024 Common Stock 27,528 $0.0833 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person sold shares pursuant to an offering statement qualified under Regulation A.
F2 The Reporting Person sold the shares as Bonus Shares (defined in the relevant offering statement) pursuant to the offering statement referenced in footnote (1) above.
F3 25% of the stock options vested on July 2, 2019 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.

Remarks:

The exercise price as well as the amounts of securities reflect the 1-for-20 split that occurred in May 2024.