Joseph Mathews - Oct 7, 2024 Form 4 Insider Report for STARTENGINE CROWDFUNDING, INC. (STGC)

Role
Chief Technology Officer
Signature
/s/ Hunter Strassman, Attorney-in-fact
Stock symbol
STGC
Transactions as of
Oct 7, 2024
Transactions value $
-$392
Form type
4
Date filed
12/4/2024, 05:57 PM
Previous filing
Jun 18, 2024
Next filing
Jan 2, 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STGC Common Stock Options Exercise $2.29K +27.5K $0.08 27.5K Oct 7, 2024 Direct
transaction STGC Common Stock Sale -$2.69K -2.15K -7.8% $1.25 25.4K Dec 2, 2024 Direct F1
transaction STGC Common Stock Sale $0 -358 -1.41% $0.00 25K Dec 2, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STGC Stock Option (Right to Buy) Options Exercise $0 -27.5K -4.59% $0.00 572K Oct 7, 2024 Common Stock 27.5K $0.08 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person sold shares pursuant to an offering statement qualified under Regulation A.
F2 The Reporting Person sold the shares as Bonus Shares (defined in the relevant offering statement) pursuant to the offering statement referenced in footnote (1) above.
F3 25% of the stock options vested on July 2, 2019 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.

Remarks:

The exercise price as well as the amounts of securities reflect the 1-for-20 split that occurred in May 2024.