Jacob DeWitte - 19 Nov 2024 Form 4 Insider Report for Oklo Inc. (OKLO)

Role
Co-Founder, CEO, Director, 10%+ Owner
Signature
/s/ Richard Craig Bealmear, Attorney-in-Fact
Issuer symbol
OKLO
Transactions as of
19 Nov 2024
Net transactions value
$0
Form type
4
Filing time
21 Nov 2024, 16:33:37 UTC
Previous filing
12 Jul 2024
Next filing
23 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OKLO Class A Common Stock Options Exercise +1,913,474 +17% 13,103,926 19 Nov 2024 Direct F1
transaction OKLO Class A Common Stock Options Exercise +1,862,054 +17% 12,773,654 19 Nov 2024 By Caroline Cochran F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OKLO Earnout Rights Options Exercise -1,913,474 -100% 0 19 Nov 2024 Class A Common Stock 1,913,474 Direct F1
transaction OKLO Earnout Rights Options Exercise -1,862,054 -100% 0 19 Nov 2024 Class A Common Stock 1,862,054 By Caroline Cochran F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. The amount of Earnout Shares reported herein excludes 150,000 Earnout Shares that the Reporting Person forfeitted for no consideration.
F2 Represents securities held by the Reporting Person's spouse.