Caroline Cochran - Nov 19, 2024 Form 4 Insider Report for Oklo Inc. (OKLO)

Role
Co-Founder, COO, Director, 10%+ Owner
Signature
/s/ Richard Craig Bealmear, Attorney-in-Fact
Stock symbol
OKLO
Transactions as of
Nov 19, 2024
Transactions value $
$0
Form type
4
Date filed
11/21/2024, 04:32 PM
Previous filing
Jul 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OKLO Class A Common Stock Options Exercise +1.86M +17.06% 12.8M Nov 19, 2024 Direct F1
transaction OKLO Class A Common Stock Options Exercise +1.91M +17.1% 13.1M Nov 19, 2024 By Jacob DeWitte F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OKLO Earnout Rights Options Exercise -1.86M -100% 0 Nov 19, 2024 Class A Common Stock 1.86M Direct F1
transaction OKLO Earnout Rights Options Exercise -1.91M -100% 0 Nov 19, 2024 Class A Common Stock 1.91M By Jacob DeWitte F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. The amount of Earnout Shares reported herein excludes 150,000 Earnout Shares that the Reporting Person forfeitted for no consideration.
F2 Represents securities held by the Reporting Person's spouse.