Samuel H. Altman - 19 Nov 2024 Form 4 Insider Report for Oklo Inc. (OKLO)

Role
Director
Signature
/s/ Richard Craig Bealmear, Attorney-in-Fact
Issuer symbol
OKLO
Transactions as of
19 Nov 2024
Net transactions value
$0
Form type
4
Filing time
21 Nov 2024, 16:31:25 UTC
Previous filing
13 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OKLO Class A Common Stock Options Exercise +581,100 +18% 3,732,479 19 Nov 2024 By Hydrazine Capital II, L.P. F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OKLO Earnout Rights Options Exercise -581,100 -100% 0 19 Nov 2024 Class A Common Stock 581,100 By Hydrazine Capital II, L.P. F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement.
F2 The Reporting Person has sole voting and investment power over the shares held by Hydrazine Capital II, L.P. and therefore may be deemed to share beneficial ownership over such shares.