David M. Stark - 07 Nov 2024 Form 4 Insider Report for Assertio Holdings, Inc. (ASRT)

Role
Director
Signature
/s/ Sam Schlessinger, Attorney-in-fact for David M. Stark
Issuer symbol
ASRT
Transactions as of
07 Nov 2024
Net transactions value
$0
Form type
4
Filing time
12 Nov 2024, 18:01:08 UTC
Previous filing
08 Mar 2023
Next filing
09 May 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASRT Common Stock Award $0 +53,750 $0.000000 53,750 07 Nov 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASRT Stock Option (right to buy) Award $0 +81,225 $0.000000 81,225 07 Nov 2024 Common Stock 81,225 $1.01 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units were granted on the date of Mr. Stark's initial appointment to the Issuer's Board of Directors in accordance with the Issuer's Nonemployee Director Compensation & Grant Policy. One-third of these restricted stock units are scheduled to vest on each of November 7, 2025, 2026 and 2027, assuming continued service through the applicable vesting date.
F2 Stock options were granted on the date of Mr. Stark's initial appointment to the Issuer's Board of Directors in accordance with the Issuer's Nonemployee Director Compensation & Grant Policy. One-third of these stock options are scheduled to vest on each of November 7, 2025, 2026 and 2027, assuming continued service through the applicable vesting date.
F3 These derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for these derivative securities.