| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KFS | Common Stock | Sale | -$82.7K | -8.66K | -0.18% | $9.55 | 4.85M | Nov 6, 2024 | See footnote | F2, F3 |
| transaction | KFS | Common Stock | Sale | -$12.8K | -1.34K | -0.21% | $9.55 | 639K | Nov 6, 2024 | See footnote | F2, F4 |
| holding | KFS | Common Stock | 163K | Nov 6, 2024 | Direct | F1 | |||||
| holding | KFS | Common Stock | 919K | Nov 6, 2024 | See footnote | F5 | |||||
| holding | KFS | Common Stock | 905K | Nov 6, 2024 | See footnote | F6 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | These are shares owned directly by Joseph Stilwell. |
| F2 | This Form 4 reports the following sales: on November 6, 2024 (a) Stilwell Activist Investments, L.P. ("SAI") sold 8,664 shares at $9.55; and (b) Stilwell Activist Fund, L.P. ("SAF") sold 1,336 shares at $9.55. The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on September 13, 2023. |
| F3 | These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| F4 | These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| F5 | These are shares owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| F6 | These are shares owned directly by Stilwell Associates, L.P. ("Associates") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |