Deric S. Eubanks - Oct 18, 2024 Form 4 Insider Report for Ashford Inc. (AINC)

Signature
/s/ Deric S. Eubanks
Stock symbol
AINC
Transactions as of
Oct 18, 2024
Transactions value $
-$237,680
Form type
4
Date filed
10/22/2024, 05:01 PM
Previous filing
Jun 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AINC Common Stock Disposed to Issuer -$152K -30.5K -48.33% $5.00 32.6K Oct 18, 2024 Direct F2
transaction AINC Common Stock Disposed to Issuer -$85.3K -17.1K -52.35% $5.00 15.5K Oct 18, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AINC Stock Options (right to purchase) 35K Oct 18, 2024 Common Stock 35K $61.12 Direct
holding AINC Stock Options (right to purchase) 27.5K Oct 18, 2024 Common Stock 27.5K $94.96 Direct
holding AINC Stock Options (right to purchase) 17.5K Oct 18, 2024 Common Stock 17.5K $57.71 Direct
holding AINC Stock Options (right to purchase) 17.5K Oct 18, 2024 Common Stock 17.5K $57.34 Direct
holding AINC Stock Options (right to purchase) 35K Oct 18, 2024 Common Stock 35K $45.59 Direct
holding AINC Stock Options (right to purchase) 30K Oct 18, 2024 Common Stock 30K $85.97 Direct
holding AINC Common Units 27.8 Oct 18, 2024 Common Stock 27.8 $0.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a sale of unvested restricted stock the Reporting Person received pursuant to Restricted Stock Award Agreements dated March 15, 2022 and March 3, 2023.
F2 Held jointly with spouse.
F3 Common units ("Common Units") in Ashford Hospitality Advisors LLC, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date.