Robert I. Kauffman - 21 Oct 2024 Form 3 Insider Report for Aldel Financial II Inc. (ALDF)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
By: /s/ Robert I. Kauffman
Issuer symbol
ALDF
Transactions as of
21 Oct 2024
Net transactions value
$0
Form type
3
Filing time
21 Oct 2024, 21:25:54 UTC
Previous filing
21 Oct 2024
Next filing
24 Oct 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ALDF Class B ordinary shares 21 Oct 2024 Class A ordinary shares 100,000 Direct F1
holding ALDF Class B ordinary shares 21 Oct 2024 Class A ordinary shares 5,470,714 By Aldel Investors II LLC F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 At the time of our initial business combination, the Class B ordinary shares will convert into Class A ordinary shares on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights. The Class B ordinary shares have no expiration date.
F2 Aldel Investors II LLC is the record holder of the shares reported herein. Robert I. Kauffman is the managing member of Aldel Investors II LLC. Mr. Kauffman has voting and investment discretion with respect to the ordinary shares held of record by Aldel Investors II LLC.