| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NCNO | Common Stock | Sale | -$48.9M | -1.36M | -8.47% | $36.02 | 14.7M | Oct 16, 2024 | See Footnotes | F1, F3, F4, F6 |
| transaction | NCNO | Common Stock | Sale | -$11.2M | -309K | -2.11% | $36.16 | 14.3M | Oct 17, 2024 | See Footnotes | F2, F3, F4, F6 |
| holding | NCNO | Common Stock | 138K | Oct 16, 2024 | See Footnote | F5 | |||||
| holding | NCNO | Common Stock | 118K | Oct 16, 2024 | Direct | F7 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | See Exhibit 99.1 |
| F2 | See Exhibit 99.1 |
| F3 | See Exhibit 99.1 |
| F4 | See Exhibit 99.1 |
| F5 | See Exhibit 99.1 |
| F6 | See Exhibit 99.1 |
| F7 | See Exhibit 99.1 |
Exhibit List Exhibit 99.1 - Explanation of Responses