Michael Niem Chanatry - Sep 5, 2024 Form 4 Insider Report for Howmet Aerospace Inc. (HWM)

Role
Vice President
Signature
/s/ Margaret Lam, Assistant Secretary (Attorney-in-Fact)
Stock symbol
HWM
Transactions as of
Sep 5, 2024
Transactions value $
-$5,030,908
Form type
4
Date filed
9/10/2024, 06:00 AM
Previous filing
Sep 4, 2024
Next filing
Oct 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HWM Common Stock Options Exercise +53.4K +33.79% 211K Sep 5, 2024 Direct F1
transaction HWM Common Stock Disposed to Issuer -$5.03M -53.4K -25.25% $94.21 158K Sep 5, 2024 Direct F1
holding HWM Common Stock 8.85K Sep 5, 2024 By Company 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HWM Phantom Stock Units Options Exercise -53.4K -100% 0 Sep 5, 2024 Common Stock 53.4K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock. Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan. As permitted by the plan, the reporting person transferred the phantom stock units into an alternative investment account under the plan.