Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SWTX | Common Stock | Sale | -$1.3M | -32.4K | -2.91% | $40.10 | 1.08M | Sep 3, 2024 | Direct | F1, F2 |
transaction | SWTX | Common Stock | Sale | -$407K | -9.91K | -0.92% | $41.10 | 1.07M | Sep 3, 2024 | Direct | F1, F3 |
transaction | SWTX | Common Stock | Sale | -$282K | -6.69K | -0.63% | $42.07 | 1.06M | Sep 3, 2024 | Direct | F1, F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | The sales reported on this Form 4 were effected pursuant to a trading plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, adopted on February 29, 2024. |
F2 | The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.52 to $40.51. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
F3 | The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.52 to $41.505. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
F4 | The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.58 to $42.47. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |