New Mountain Guardian Investments IV, L.L.C. - Aug 28, 2024 Form 4 Insider Report for New Mountain Guardian IV BDC, L.L.C. (NONE)

Role
10%+ Owner
Signature
New Mountain Guardian Investments IV, L.L.C. By: /s/ Steven B. Klinsky Name: Steven B. Klinsky Title: Managing Member
Stock symbol
NONE
Transactions as of
Aug 28, 2024
Transactions value $
$4,798,750
Form type
4
Date filed
8/30/2024, 04:30 PM
Previous filing
Jun 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NONE LLC Interests Purchase $4.8M +480K +8.73% $10.00 5.98M Aug 28, 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

New Mountain Guardian Investments IV, L.L.C. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 On August 28, 2024, the Issuer delivered a capital drawdown notice and upon delivery of such notice, New Mountain Guardian Investments IV, L.L.C. became obligated to purchase LLC Interests, which purchase is expected to close on or about September 12, 2024, but in no event later than October 24, 2024.
F2 Represents securities held by New Mountain Guardian Investments IV, L.L.C. Steven B. Klinsky is the managing member of New Mountain Guardian Investments IV, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.