Michael A. Reisner - Aug 26, 2024 Form 4 Insider Report for CION Investment Corp (CION)

Signature
/s/ Michael A. Reisner
Stock symbol
CION
Transactions as of
Aug 26, 2024
Transactions value $
$4,932
Form type
4
Date filed
8/27/2024, 12:30 PM
Previous filing
Jul 30, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CION Common stock, $0.001 par value Purchase $4.93K +400 +0.91% $12.33 44.6K Aug 26, 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Reisner is the record holder of 13,261 shares, and CION Investment Group, LLC ("CIG") is the record holder of 62,598.77 shares that includes 5,932.67 shares acquired under the Issuer's distribution reinvestment plan. Mr. Reisner, together with another individual, controls CIG and, as a result, may be deemed to be the indirect beneficial owner of the shares held by CIG. As permitted by Rule 16a-1(a)(4) under the Exchange Act, Mr. Reisner disclaims beneficial ownership of the shares held by CIG except to the extent of his pecuniary interest therein.