Mark D. Klein - 20 Aug 2024 Form 4 Insider Report for SURO CAPITAL CORP. (SSSS)

Reporting relationship: Chairman, CEO and President, Director
Issuer ticker: SSSS
Reported as of: 20 Aug 2024
Net transaction value: +$46,080
SEC form: 4
Accepted by SEC: 20 Aug 2024, 18:41:13 UTC
Prior SEC filing: 13 Feb 2024
Next SEC filing: 29 Nov 2024
Source filing: View source filing
Reporting owner signature: /s/ Mark D. Klein

Key filing fact

Mark D. Klein filed Form 4 for SURO CAPITAL CORP. (SSSS) on 20 Aug 2024.

Key facts

This page summarizes Mark D. Klein's Form 4 filing for SURO CAPITAL CORP. (SSSS).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 20 Aug 2024, 18:41.

Change

Previous filing in this sequence was filed on 13 Feb 2024.
Current net transaction value: +$46,080.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SSSS transaction

Common Stock

Purchase

Transaction value: $46,080
Shares: +12,000
Change %: +1.1%
Price: $3.84
Shares after: 1,088,666
Date: 20 Aug 2024
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Acquisition in open market purchase by Mr. Klein's spouse.

Footnote F2

This total includes (i) 14,659 shares of the Company's common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein, and (ii)(A) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on December 10, 2021, February 9, 2022, and December 15, 2023, which are subject to certain vesting schedules, and (B) shares of the Company's common stock acquired in connection with dividends on such restricted shares, which are restricted and subject to the same vesting schedules as such restricted shares.