Heath B. Monesmith - 15 Aug 2024 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
Officer
Signature
/s/ Lizbeth L. Wright, as Attorney-in-Fact
Issuer symbol
ETN
Transactions as of
15 Aug 2024
Net transactions value
-$10,360,870
Form type
4
Filing time
16 Aug 2024, 18:49:41 UTC
Previous filing
17 May 2024
Next filing
10 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Options Exercise $99,969 +1,242 +1.8% $80.49 71,592 15 Aug 2024 Direct
transaction ETN Ordinary Shares Tax liability $99,683 -330 -0.46% $302.07 71,262 15 Aug 2024 Direct
transaction ETN Ordinary Shares Options Exercise $1,888,134 +23,458 +33% $80.49 94,720 15 Aug 2024 Direct
transaction ETN Ordinary Shares Sale $7,066,554 -23,458 -25% $301.24 71,262 15 Aug 2024 Direct F1
transaction ETN Ordinary Shares Options Exercise $99,978 +1,018 +1.4% $98.21 72,280 15 Aug 2024 Direct
transaction ETN Ordinary Shares Tax liability $99,706 -330 -0.46% $302.14 71,950 15 Aug 2024 Direct
transaction ETN Ordinary Shares Options Exercise $2,512,408 +25,582 +36% $98.21 97,532 15 Aug 2024 Direct
transaction ETN Ordinary Shares Sale $7,695,416 -25,582 -26% $300.81 71,950 15 Aug 2024 Direct F2
holding ETN Ordinary Shares 3,444 15 Aug 2024 by trustee of ESP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Stock Option Options Exercise $0 -1,242 -5% $0.000000 23,458 15 Aug 2024 Ordinary Shares 1,242 $80.49 Direct F4
transaction ETN Stock Option Options Exercise $0 -23,458 -100% $0.000000* 0 15 Aug 2024 Ordinary Shares 23,458 $80.49 Direct F4
transaction ETN Stock Option Options Exercise $0 -1,018 -3.8% $0.000000 25,582 15 Aug 2024 Ordinary Shares 1,018 $98.21 Direct F4
transaction ETN Stock Option Options Exercise $0 -25,582 -100% $0.000000* 0 15 Aug 2024 Ordinary Shares 25,582 $98.21 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $301.17 - $302.03. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $300.57 - $301.52. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3 These ordinary shares are held in the Eaton Savings Plan.
F4 These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Remarks:

President and Chief Operating Officer - Electrical Sector of Eaton Corporation, a subsidiary of the Issuer.